Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rodney Cyril DrysdaleCommonwealth Financial NetworkKestra Investment Services LLC06-26-2019
Mark Joseph HanniganCommonwealth Financial NetworkSecurian Financial Services, Inc.03-19-2019
Stephen John WoodCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15002-15-2019
Neil Hoyt, Rachel Roney, Jeffrey Klein, Sonnet Loftus and Paul Ahrens Commonwealth Financial NetworkCadaret Grant$50001-02-2019
Raymond Andrew OsterhoutCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5010-05-2018
Mark Andrew PaganelliCommonwealth Financial NetworkHornor, Townsend & Kent, LLC$2509-04-2018
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial$12007-16-2018
Kevin Francis DegabrielCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1007-13-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
Amit ChopraCommonwealth Financial NetworkBruderman Brothers LLC06-01-2018
John Moose, David Zambito, David Palermo, Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial$28205-22-2018
Michael William BakkerCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$5004-27-2018
William Anthony Dwyer IIICommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15004-27-2018
David Alan PalermoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
John Nathan MooseCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5004-20-2018
Scott James RyanCommonwealth Financial NetworkAxiom Capital Management, Inc.11-07-2017
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network, LLC$10011-01-2017
Nicole FrancisCommonwealth Financial NetworkSecurities Service Network$8011-01-2017
Evan Scott PortnoyCommonwealth Financial NetworkNational Planning Corporation10-16-2017
Mark ZigmanCommonwealth Financial NetworkNational Planning Corporation$1010-16-2017
Stuart Alan ParisCommonwealth Financial NetworkNational Planning Corporation$10010-16-2017
Stuart Paris, Michael ParisCommonwealth Financial NetworkNational Planning$1,30010-16-2017
David Russell BurgioCommonwealth Financial NetworkLincoln Financial Advisors Corporation$10002-24-2017
Gwendolyn Anne BorkCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC02-22-2017
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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