Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Lisa RothCommonwealth Financial NetworkCambridge Investment Research, Inc.02-10-2020
Kerri Lynn KimballCommonwealth Financial NetworkCambridge Investment Research, Inc.$2502-10-2020
Deborah Ann DipietroCommonwealth Financial NetworkLPL Financial LLC01-30-2020
Michael David KreshCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5001-02-2020
Daniel Scott KreshCommonwealth Financial NetworkRoyal Alliance Associates, Inc.01-02-2020
Lisa Marie CapizziCommonwealth Financial NetworkSecurities America, Inc.12-02-2019
Doreen Jane HallerCommonwealth Financial NetworkLincoln Financial Advisors Corporation$5010-31-2019
John Kevin Best JrCommonwealth Financial NetworkLincoln Financial Advisors Corporation10-31-2019
Patrick Joseph OBrienCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$5010-18-2019
Mark William MooreCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$10010-18-2019
Thomas Francis BakerCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC10-18-2019
Jacob E MillerCommonwealth Financial NetworkMorgan Stanley09-20-2019
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
Megan RinaudoCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2019
Edward Albert HarofCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5007-01-2019
Rodney Cyril DrysdaleCommonwealth Financial NetworkKestra Investment Services, LLC06-26-2019
Reid Gregory PrinzoCommonwealth Financial NetworkMFS Fund Distributors, Inc.03-18-2019
Stephen John WoodCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$15002-15-2019
Glenn Michael Demarrais JrCommonwealth Financial NetworkUBS Financial Services Inc.01-03-2019
Neil Hoyt Rachel Roney Jeffrey Klein Sonnet Loftus and Paul AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$50001-02-2019
Neil Jonathan HoytCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Jeffrey Edward KleinCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2501-02-2019
Rachel Barton RoneyCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
Michelle Louise Papa-DinesCommonwealth Financial NetworkCadaret, Grant & Co., Inc.01-02-2019
Paul Calvin AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.01-02-2019
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.