Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$12007-16-2018
Kevin Francis DegabrielCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$1007-13-2018
Michael Joseph MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
William Joseph AmatuzzoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.07-13-2018
John Moose, David Zambito, David Palermo, Nathan WegmanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$28205-22-2018
John Nathan MooseCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5004-20-2018
David Alan PalermoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
David Paul ZambitoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
Nathan Riess WegmanCommonwealth Financial NetworkAmeriprise Financial Services, Inc.04-20-2018
Deanna Yvonne MorellCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10002-01-2013
Douglas Adam BoneparthCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10011-16-2012
Cheryl Evans LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-12-2012
Richard Charles MoldenhauerCommonwealth Financial NetworkAmeritas Investment Corp.$10008-15-2016
Brett Alan MoldenhauerCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
Gregory Harris KoteckiCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
Patrick John MahardyCommonwealth Financial NetworkAXA Advisors, LLC$5008-22-2014
Brent Thomas SchleicherCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
Richard P LavoieCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
Dennis Daniel CoughlinCommonwealth Financial NetworkAXA Advisors, LLC05-19-2009
Neil Hoyt, Rachel Roney, Jeffrey Klein, Sonnet Loftus and Paul AhrensCommonwealth Financial NetworkCadaret Grant$50001-02-2019
Rachel Barton Roney, Michelle Louise Papa-Dines, Paul Calvin AhrensCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$23901-02-2019
Richard Paul JenkinsCommonwealth Financial NetworkCadaret, Grant & Co., Inc.$2508-24-2015
Clifford Lewis FaintychCommonwealth Financial NetworkCambridge Investment Research, Inc.04-20-2015
Peter Kenneth GawrelukCommonwealth Financial NetworkCetera Advisor Networks LLC06-01-2015
Peter James GallagherCommonwealth Financial NetworkCitigroup Global Markets Inc.$10009-09-2016
Next Page »

Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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