Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Henry RusinowitzCommonwealth Financial NetworkJ.P. Morgan Securities LLC03-14-2013
Alexandra E. LeviCommonwealth Financial NetworkMML Investors Services, LLC$10002-01-2011
AMIT CHOPRACommonwealth Financial NetworkBruderman Brothers LLC$10006-01-2018
Arnold Richard Vitarelle IICommonwealth Financial NetworkWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-05-2018
Barry M ShapiroCommonwealth Financial NetworkLincoln Financial Advisors Corporation$25001-21-2011
Bentley Gerald HutchingsCommonwealth Financial NetworkEnsemble Financial Services, Inc.$24404-25-2011
Brent Thomas SchleicherCommonwealth Financial NetworkAXA Advisors, LLC$25008-22-2014
Brett Alan MoldenhauerCommonwealth Financial NetworkAmeritas Investment Corp.$25008-15-2016
Charles Alfred Constantino IICommonwealth Financial NetworkHornor, Townsend & Kent, LLC$50011-04-2016
Charles Emanuel CarnesCommonwealth Financial NetworkCitigroup Global Markets Inc.$50005-15-2009
Cheryl Evans LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-12-2012
Cheryl Motondo TaylorCommonwealth Financial NetworkEquity Services, Inc.$50002-24-2017
Christine Ann LaneCommonwealth Financial NetworkLPL Financial LLC09-09-2019
Cindy Lou RoundsCommonwealth Financial NetworkLPL Financial LLC$50009-16-2016
Clifford Lewis FaintychCommonwealth Financial NetworkCambridge Investment Research, Inc.04-20-2015
Daniel Arthur JamesCommonwealth Financial NetworkHornor, Townsend & Kent, LLC$10009-04-2018
Daniel Robert RyelCommonwealth Financial NetworkMetLife Securities Inc.08-05-2016
Daniel Russell PenniseCommonwealth Financial NetworkSecurities America, Inc.$50006-29-2011
Daniel Scott KreshCommonwealth Financial NetworkRoyal Alliance Associates, Inc.01-02-2020
David Alan PalermoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25004-20-2018
David Paul ZambitoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$25004-20-2018
David Russell BurgioCommonwealth Financial NetworkLincoln Financial Advisors Corporation$10002-24-2017
Deanna Yvonne MorellCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10002-01-2013
Dennis Daniel CoughlinCommonwealth Financial NetworkAXA Advisors, LLC$25005-19-2009
Doreen Jane HallerCommonwealth Financial NetworkLincoln Financial Advisors Corporation$50010-31-2019
Next Page »

Showing 1 to 25 of 113 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.