Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Henry RusinowitzCommonwealth Financial NetworkJ.P. Morgan Securities LLC03-14-2013
Bentley Gerald HutchingsCommonwealth Financial NetworkEnsemble Financial Services, Inc.04-25-2011
Bill Amatuzzo, Mike MagnaniCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$12007-16-2018
Brent Thomas SchleicherCommonwealth Financial NetworkAXA Advisors, LLC$2508-22-2014
Brett Alan MoldenhauerCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
Charles Alfred Constantino IICommonwealth Financial NetworkHornor, Townsend & Kent, LLC11-04-2016
Charles Emanuel CarnesCommonwealth Financial NetworkCitigroup Global Markets Inc.05-15-2009
Cheryl Evans LawlessCommonwealth Financial NetworkAmeriprise Financial Services, Inc.06-12-2012
Clifford Lewis FaintychCommonwealth Financial NetworkCambridge Investment Research, Inc.04-20-2015
Daniel Robert RyelCommonwealth Financial NetworkMetLife Securities Inc.08-05-2016
Daniel Russell PenniseCommonwealth Financial NetworkSecurities America, Inc.$5006-29-2011
David Alan PalermoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
David Paul ZambitoCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$2504-20-2018
David Russell BurgioCommonwealth Financial NetworkLincoln Financial Advisors Corporation$10002-24-2017
Deanna Yvonne MorellCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10002-01-2013
Dennis Daniel CoughlinCommonwealth Financial NetworkAXA Advisors, LLC05-19-2009
Douglas Adam BoneparthCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$10011-16-2012
Douglas Richard SnowCommonwealth Financial NetworkLincoln Financial Advisors Corporation$15005-10-2010
Edward Albert HarofCommonwealth Financial NetworkRoyal Alliance Associates, Inc.$5007-01-2019
Eileen Bridget VitarelleCommonwealth Financial NetworkWells Fargo Clearing Services, LLC10-05-2018
Evan Scott PortnoyCommonwealth Financial NetworkNational Planning Corporation10-16-2017
Francis Gerard SmithCommonwealth Financial NetworkWalnut Street Securities, Inc.$2509-27-2012
Glenn Michael Demarrais JrCommonwealth Financial NetworkUBS Financial Services Inc.01-03-2019
Gregg David LayerCommonwealth Financial NetworkEnsemble Financial Services, Inc.$5004-25-2011
Gregory Harris KoteckiCommonwealth Financial NetworkAmeritas Investment Corp.08-15-2016
Next Page »

Showing 1 to 25 of 70 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.