Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Raymond McDonaldExcel Securities & Associates, Inc.Halliday Financial, LLC$15005-06-2019
Michael Patrick DavisExcel Securities & Associates, Inc.John Hancock Distributors LLC$10007-14-2015
Peter Daniel SartoriExcel Securities & Associates, Inc.Hornor, Townsend & Kent, LLC09-09-2014
Justin Cole CuvelierExcel Securities & Associates, Inc.NYLIFE Securities LLC01-14-2013
Robert James LeeExcel Securities & Associates, Inc.Ensemble Financial Services, Inc.$10006-17-2011
Phillip A. YargeauExcel Securities & Associates, Inc.Ensemble Financial Services, Inc.$50006-17-2011
Jack Sorensen GilbertExcel Securities & Associates, Inc.Cetera Advisors LLC$50001-04-2010
Brena Kathleen DimenoExcel Securities & Associates, Inc.Cetera Advisors LLC01-04-2010
Tony David DelneroExcel Securities & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-30-2009
Matthew Bruce AdlerExcel Securities & Associates, Inc.CBG Financial Group, Inc01-01-2009
Mary Anne SerbonichExcel Securities & Associates, Inc.Cheevers, Hand & Angeline, Inc.01-01-2009

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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