Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael B MurphyFidelity Brokerage Services LLCEquitable Advisors, LLC01-08-2009
Benjamin Joseph WeaverFidelity Brokerage Services LLCDriehaus Securities LLC$2503-02-2009
John Joseph HayesFidelity Brokerage Services LLCVanguard Marketing Corporation$2507-20-2009
Steven James BoschertFidelity Brokerage Services LLCBanc of America Investment Services, Inc.08-24-2009
Nicole Marie TuriFidelity Brokerage Services LLCAmeriprise Financial Services, LLC04-19-2010
Christopher Michael ShinglerFidelity Brokerage Services LLCHSBC Securities (USA) Inc.04-26-2010
Bryan S HwangFidelity Brokerage Services LLCEdward Jones05-03-2010
Eric A Piesnikowski JrFidelity Brokerage Services LLCSignator Investors, Inc.12-20-2010
Patrick Dennis OKeefeFidelity Brokerage Services LLCChase Investment Services Corp.04-25-2011
Kurt Joseph BurgerFidelity Brokerage Services LLCUBS Securities LLC06-27-2011
Linoy MathewFidelity Brokerage Services LLCDavid Lerner Associates, Inc.08-01-2011
Mac CasaleFidelity Brokerage Services LLCMercer Allied Company, L.P.11-21-2011
Leslie Morgan SolmonsonFidelity Brokerage Services LLCMorgan Stanley11-28-2011
Gerald Leon MalinowFidelity Brokerage Services LLCFirst Equity Capital Securities, Inc.01-03-2012
Andrew Lawless MurphyFidelity Brokerage Services LLCRBC Capital Markets, LLC01-17-2012
Joseph Robert NosworthyFidelity Brokerage Services LLCDominick & Dickerman LLC03-12-2012
Lisa Marie ReddoFidelity Brokerage Services LLCBNY Mellon Securities Corporation05-22-2012
John Edward MurphyFidelity Brokerage Services LLCMaxim Group LLC06-04-2012
Nicholas Paul HeckmanFidelity Brokerage Services LLCVoya Financial Advisors, Inc.07-16-2012
Thomas Martin JardimFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-23-2012
Christopher Ernest GattoFidelity Brokerage Services LLCPNC Investments08-06-2012
Saleh S MezrahiFidelity Brokerage Services LLCHSBC Securities (USA) Inc.08-14-2012
Charles Hiu Fung ChanFidelity Brokerage Services LLCHSBC Securities (USA) Inc.10-04-2012
Stephen Robert FinelliFidelity Brokerage Services LLCForesters Financial Services, Inc.11-26-2012
Matthew Steven GarryFidelity Brokerage Services LLCNorthwestern Mutual Investment Services, LLC04-01-2013
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.