Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Joseph MartinGWN Securities Inc.MML Investors Services, LLC08-30-2018
Christine Froman ValenteGWN Securities Inc.J.W. Cole Financial, Inc.03-06-2018
Kevin ConroyGWN Securities Inc.MML Investors Services, LLC01-22-2018
Stephanie EtheGWN Securities Inc.NYLIFE Securities LLC01-02-2018
Amiel St Elmo CartyGWN Securities Inc.HSBC Securities (USA) Inc.09-01-2017
Dennis Peter KleinGWN Securities Inc.LPL Financial LLC06-06-2016
Joseph Michael WatersGWN Securities Inc.Lincoln Financial Advisors Corporation05-16-2016
Robert Michael SeippGWN Securities Inc.First Allied Advisory Services, Inc.01-14-2015
Laurie A TurneyGWN Securities Inc.Northwestern Mutual Investment Services, LLC01-27-2014
James Raymond Barber Jr.GWN Securities Inc.MetLife Securities Inc.10-01-2013
Michael JeffGWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Edward Patrick Donnellan Jr.GWN Securities Inc.Medallion Investment Services, Inc.01-04-2010
Stephen Jeffrey LevineGWN Securities Inc.Medallion Advisory Services, LLC11-18-2009
Gregory Christian DedyoGWN Securities Inc.Calton & Associates, Inc.$10009-30-2014
Jack S HauptmanGWN Securities Inc.Great American Advisors, Inc.$10007-22-2010
Amit SurGWN Securities Inc.MML Investors Services, LLC$23009-24-2015
Jennifer Hazel BaronGWN Securities Inc.North Ridge Securities Corp.$25001-15-2014

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.