Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edgar E. BoneHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC03-18-2020
Joseph A. ArgentoHSBC Securities (USA) Inc.Santander Securities LLC03-06-2020
Jeremiah CandelariaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-06-2020
Paul PerilloHSBC Securities (USA) Inc.J.P. Morgan Securities LLC09-20-2019
Mark Thomas ChildsHSBC Securities (USA) Inc.J.P. Morgan Securities LLC09-09-2019
Zhen Hua WangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-23-2019
Rubiyath DohaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-15-2019
Michael Wei QiHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-12-2019
John Martin Gotsch IVHSBC Securities (USA) Inc.Citigroup Global Markets Inc.05-13-2019
Juliet WongHSBC Securities (USA) Inc.J.P. Morgan Securities LLC04-16-2019
Steven VerveniotisHSBC Securities (USA) Inc.Signature Securities04-10-2019
Alex John CaratelliHSBC Securities (USA) Inc.Citizens Securities, Inc.02-15-2019
Hongling Sun GoslinHSBC Securities (USA) Inc.J.P. Morgan Securities LLC02-13-2019
Bradley John EichHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC02-04-2019
Jian HeHSBC Securities (USA) Inc.LPL Financial LLC01-31-2019
Szehaw PhangHSBC Securities (USA) Inc.J.P. Morgan Securities LLC10-17-2018
John J. BradarichHSBC Securities (USA) Inc.J.P. Morgan Securities LLC08-23-2018
Davis Shaun LawrenceHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC08-20-2018
Meng Dan Dan XiaoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-26-2018
David PasternakHSBC Securities (USA) Inc.J.P. Morgan Securities LLC07-17-2018
Andrew PerroneHSBC Securities (USA) Inc.Arive Capital Markets06-28-2018
Krupali Yogen Doshi-VakhariaHSBC Securities (USA) Inc.People's Securities, Inc.05-15-2018
Halina LewszaHSBC Securities (USA) Inc.HSBC Securities (USA) Inc.05-14-2018
Josin LinHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-08-2018
Ron Raju DanielHSBC Securities (USA) Inc.Citigroup Global Markets Inc.05-07-2018
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Showing 1 to 25 of 400 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.