Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrea PerroneHSBC Securities (USA) Inc.Arive Capital Markets06-28-2018
Peter John McmahonHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC05-01-2018
Leroy Rivers Jr.HSBC Securities (USA) Inc.J.P. Morgan Securities LLC01-12-2018
Michael Anthony YoungHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$10001-11-2018
Solomon Nnamdi OnwuHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-28-2017
Jennifer Anne SimmonsHSBC Securities (USA) Inc.Tullett Prebon Financial Services LLC11-08-2017
Kehinde Kayode AdesaluHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC11-03-2017
Joanne Marie ShippeyHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$110-31-2017
Marybeth Elizabeth MartinHSBC Securities (USA) Inc.Lincoln Financial Securities Corporation10-25-2017
Alfred Joseph Natale Jr.HSBC Securities (USA) Inc.Cetera Investment Services LLC10-02-2017
Peter Michael BushmanHSBC Securities (USA) Inc.M&T Securities, Inc.$1109-08-2017
Carolann DibartoloHSBC Securities (USA) Inc.People's Securities, Inc.08-31-2017
Alexander RussoHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$15008-02-2017
Victoria Grace LabozzettaHSBC Securities (USA) Inc.Pruco Securities, LLC.07-10-2017
Christopher Joseph GirondaHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-15-2017
Felix Herrera Jr.HSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-09-2017
Rory Dwayne WilliamsHSBC Securities (USA) Inc.PFS Investments Inc.06-09-2017
Vladimir JusteHSBC Securities (USA) Inc.J.P. Morgan Securities LLC06-08-2017
Kendra Scha-Fia KeittHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-30-2017
Pierre-Mondy Fritz Junior BechetteHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-24-2017
Pavitra MaharajHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$15005-22-2017
Gisselle Alexandra HolguinHSBC Securities (USA) Inc.J.P. Morgan Securities LLC05-01-2017
Kevin Walter DiamondHSBC Securities (USA) Inc.Cambridge Investment Research, Inc.05-01-2017
Guozhen ZhaoHSBC Securities (USA) Inc.Pruco Securities, LLC.04-13-2017
Andranik HayotsyanHSBC Securities (USA) Inc.J.P. Morgan Securities LLC03-21-2017
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Showing 1 to 25 of 315 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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