Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yanique Keisha Paula AndersonHSBC Securities (USA) Inc.Allstate Financial Services, LLC01-22-2013
Shaun David BensolHSBC Securities (USA) Inc.B. Riley Wealth Management02-19-2014
Allison Patricia MahoneyHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.07-20-2009
Esperanza Janet StraughterHSBC Securities (USA) Inc.Banc of America Investment Services, Inc.06-01-2009
Joseph Paul BennettHSBC Securities (USA) Inc.BNY Mellon Securities Corporation02-01-2017
Anthony GhiglieriHSBC Securities (USA) Inc.Cape Securities Inc.02-11-2013
Christopher Harriman DannHSBC Securities (USA) Inc.Charles Schwab & Co., Inc.04-20-2016
Yevgeniy GryazevHSBC Securities (USA) Inc.Chase Investment Services Corp.07-09-2012
Eric Stuart WolfHSBC Securities (USA) Inc.Chase Investment Services Corp.03-10-2011
John Peter AielloHSBC Securities (USA) Inc.Chase Investment Services Corp.01-03-2011
Robert Louis GaromoHSBC Securities (USA) Inc.Chase Investment Services Corp.10-15-2009
Jerry Nicholas GiordanoHSBC Securities (USA) Inc.Chase Investment Services Corp.08-31-2009
Ron Raju DanielHSBC Securities (USA) Inc.Citigroup Global Markets Inc.05-07-2018
Jason L SmithHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$1,00012-11-2017
Pavitra MaharajHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$15005-22-2017
Sophia Yu YenHSBC Securities (USA) Inc.Citigroup Global Markets Inc.10-26-2016
Timothy M OharaHSBC Securities (USA) Inc.Citigroup Global Markets Inc.11-24-2014
Kirk David MaragliaHSBC Securities (USA) Inc.Citigroup Global Markets Inc.02-13-2014
Jensuh ChenHSBC Securities (USA) Inc.Citigroup Global Markets Inc.01-06-2014
Andrew SolimanHSBC Securities (USA) Inc.Citigroup Global Markets Inc.10-15-2012
Yanoret SanchezHSBC Securities (USA) Inc.Citigroup Global Markets Inc.09-10-2012
Ming Y HuangHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-07-2010
Wendy F FengHSBC Securities (USA) Inc.Citigroup Global Markets Inc.02-22-2010
Jason Marc KlagerHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$15002-01-2010
Raffaele ProsperoHSBC Securities (USA) Inc.Citigroup Global Markets Inc.05-04-2009
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.