Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul PerilloHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$50009-20-2019
Joanne M. ShippeyHSBC Securities (USA) Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-31-2017
Robert Joseph SforzaHSBC Securities (USA) Inc.TD Ameritrade Investment Management, LLC$50009-02-2016
Azaad Armaan MohamedHSBC Securities (USA) Inc.LPL Financial LLC$50007-18-2016
Ian Stuart ColeHSBC Securities (USA) Inc.Aspen Equity Partners, LLC$50005-14-2014
Federico E GattiHSBC Securities (USA) Inc.Morgan Stanley$50009-12-2013
Peter David DubinHSBC Securities (USA) Inc.Gilford Financial Corp.$50006-10-2013
John Sky GriffinHSBC Securities (USA) Inc.Morgan Stanley$50003-27-2013
Stephen John Lyons Jr.HSBC Securities (USA) Inc.Csfbdirect, Inc.$50003-22-2013
Charles Joseph CampagnaHSBC Securities (USA) Inc.Investment Professionals, Inc.$50012-06-2012
Raymond KrumdieckHSBC Securities (USA) Inc.Morgan Stanley$50004-16-2012
Rafael Torres Jr.HSBC Securities (USA) Inc.Chase Investment Services Corp.$50003-20-2012
Adrian Ioan OzarchieviciHSBC Securities (USA) Inc.Morgan Stanley$50002-16-2011
Joseph John Lamanna Jr.HSBC Securities (USA) Inc.New England Securities$50010-15-2009
Christopher John RussonHSBC Securities (USA) Inc.Chase Investment Services Corp.$50010-03-2009
Jennifer Anne SimmonsHSBC Securities (USA) Inc.Tullett Prebon Financial Services LLC$25011-08-2017
Bob AzariehHSBC Securities (USA) Inc.Arive Capital Markets$25003-06-2017
Melvin TomHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$25008-03-2016
Robert Joseph Ryder Jr.HSBC Securities (USA) Inc.J.P. Morgan Securities LLC$25003-31-2015
Thomas Marco AvitabileHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$25003-19-2015
Timothy M. OharaHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$25011-24-2014
Frank Joseph AntonelliHSBC Securities (USA) Inc.J.P. Morgan Securities LLC$25008-28-2013
Susan S BisharaHSBC Securities (USA) Inc.AXA Advisors, LLC$25001-14-2013
Khuong Bao ChauHSBC Securities (USA) Inc.TD Ameritrade Investment Management, LLC$25010-11-2012
Andrea Lynda GaetanoHSBC Securities (USA) Inc.Key Investment Services LLC$25012-27-2011
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Showing 1 to 25 of 368 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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