Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brooke Muriel LeveyHighTower Securities, LLCMorgan Stanley04-27-2017
John Thomas BuffaHighTower Securities, LLCMorgan Stanley$15001-27-2017
Judy L RoseberryHighTower Securities, LLCMorgan Stanley$10005-02-2014
Joel Jason GuthHighTower Securities, LLCMorgan Stanley$11005-02-2014
Catherine Zweig CoryHighTower Securities, LLCMorgan Stanley05-02-2014
Angelo Manzo Jr.HighTower Securities, LLCMorgan Stanley05-01-2014
Henry E. Crosby Jr.HighTower Securities, LLCMorgan Stanley$10009-13-2013
Michael Patrick Ahearn Sr.HighTower Securities, LLCMorgan Stanley$10009-13-2013
John Wesley ClaytonHighTower Securities, LLCMorgan Stanley$15009-13-2013
Wilburn Felton Sanders Jr.HighTower Securities, LLCMorgan Stanley$67009-13-2013
Theresa Hoeppner TaylorHighTower Securities, LLCMorgan Stanley09-13-2013
Michelle Kuzma KempfHighTower Securities, LLCMorgan Stanley$10007-08-2011
John Miller VerfurthHighTower Securities, LLCMorgan Stanley$15007-08-2011
Richard William Weeks IVHighTower Securities, LLCMorgan Stanley$50007-08-2011
Jeffrey Scott GrinspoonHighTower Securities, LLCMorgan Stanley$50007-08-2011
Hersh Steve BognerHighTower Securities, LLCMorgan Stanley$15001-07-2011
Cataldo Anthony MorgiaHighTower Securities, LLCMorgan Stanley$50011-26-2010
Michael Anthony MorgiaHighTower Securities, LLCMorgan Stanley$50011-26-2010
Phillip John BanazekHighTower Securities, LLCMorgan Stanley$50011-26-2010
John Howard LangHighTower Securities, LLCMorgan Stanley$10002-12-2010
Jeffrey Gaither SullivanHighTower Securities, LLCMorgan Stanley$10002-12-2010
Peter Eric LangHighTower Securities, LLCMorgan Stanley$15002-12-2010
Roman Adam CiosekHighTower Securities, LLCMorgan Stanley$15002-12-2010
Steven Michael AyerHighTower Securities, LLCMorgan Stanley$50002-12-2010
Douglas Joseph MessinaHighTower Securities, LLCMorgan Stanley$15002-01-2010

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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