Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Babatunde Micheal AiyegbusiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
John Philip CallimanisJ.P. Morgan Securities LLCUBS Financial Services Inc.$15001-18-2019
Vivek MahajanJ.P. Morgan Securities LLCUBS Financial Services Inc.$10001-18-2019
John Cerulli Jr.J.P. Morgan Securities LLCPruco Securities, LLC.01-16-2019
Sadik GokcilJ.P. Morgan Securities LLCSantander Securities LLC$101-09-2019
Charles Anthony SamsJ.P. Morgan Securities LLCMML Investors Services, LLC12-12-2018
Dmitriy KonnovJ.P. Morgan Securities LLCMML Investors Services, LLC12-07-2018
Sarbjit KaurJ.P. Morgan Securities LLCPFS Investments Inc.11-28-2018
Skye TaberJ.P. Morgan Securities LLCMercer Allied Company, L.P.$111-09-2018
Dale Michael Fortugno Jr.J.P. Morgan Securities LLCIvy Securities, Inc.11-06-2018
Esteban A MunozJ.P. Morgan Securities LLCKey Investment Services LLC11-06-2018
Rashad SharifJ.P. Morgan Securities LLCPNC Investments$111-02-2018
Patrick Emmett RossJ.P. Morgan Securities LLCNorthwestern Mutual Investment Services, LLC10-25-2018
Pierre-Mondy Fritz Junior BechetteJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-15-2018
Zichang LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
George Michael VisintinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-04-2018
Abdul Saboor FeroghJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2018
Gabriel Otarovitch DavidoffJ.P. Morgan Securities LLCMML Investors Services, LLC08-20-2018
Peter Emmett StammJ.P. Morgan Securities LLCRaymond James & Associates, Inc.$108-20-2018
Dahianna Indhira MaderaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2018
Karidja Honorine ReaJ.P. Morgan Securities LLCU.S. Bancorp Investments, Inc.06-20-2018
Patrick M MurphyJ.P. Morgan Securities LLCMorgan Stanley$2506-20-2018
Scott Alan MoenigJ.P. Morgan Securities LLCLPL Financial LLC06-13-2018
Alla NepoJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.05-14-2018
Michael M TaggartJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-11-2018
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Showing 1 to 25 of 536 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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