Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Kendrick HaleJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-09-2020
Joseph Seung PaikJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-29-2020
Yangmei ChenJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.09-29-2020
Jacob GulJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15009-29-2020
Ching Man WongJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.$15009-10-2020
Devon YogmanJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2020
Christopher SchwartzJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.08-24-2020
Arshia ZareiJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC08-05-2020
Peter James VenetosJ.P. Morgan Securities LLCForeside Fund Services, LLC04-13-2020
Brian Armando AraratJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Jacob Douglas BlondellJ.P. Morgan Securities LLCCitizens Securities, Inc.02-07-2020
Vanessa NgaiJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.02-05-2020
Adem AbateJ.P. Morgan Securities LLCEquitable Advisors, LLC02-04-2020
David Lee RoweJ.P. Morgan Securities LLCMorgan Stanley$15001-31-2020
Robert Jay BregmanJ.P. Morgan Securities LLCMorgan Stanley$5001-31-2020
Katherine B AntonJ.P. Morgan Securities LLCMorgan Stanley01-31-2020
Christopher RiofrioJ.P. Morgan Securities LLCInfinex Investments, Inc.01-27-2020
Peter LevineJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.01-23-2020
Peter Cosmo CanaleJ.P. Morgan Securities LLCSantander Securities LLC01-17-2020
Bryan Tyler FingerJ.P. Morgan Securities LLCSantander Securities LLC01-17-2020
Spencer Brad KostrinskyJ.P. Morgan Securities LLCEdward Jones01-17-2020
Benvenuto Anthony De RosaJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.01-14-2020
Rafaela GittensJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC01-13-2020
Raquel TorresJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2020
Christopher Reed EscueJ.P. Morgan Securities LLCEquitable Advisors, LLC01-09-2020
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Showing 1 to 25 of 529 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.