Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas ParkJ.P. Morgan Securities LLCAegis Capital Corp.02-08-2019
Kevin Robert StammJ.P. Morgan Securities LLCAegis Capital Corp.06-17-2013
Anthony Joseph Zizzamia JrJ.P. Morgan Securities LLCAK Capital LLC09-13-2013
Antoine Elias KaroutJ.P. Morgan Securities LLCAlexander Capital, L.P.05-04-2015
Henry Keith SnyderJ.P. Morgan Securities LLCAllianceBernstein L.P.01-05-2018
Naftoli HorowitzJ.P. Morgan Securities LLCAllianceBernstein L.P.$15002-04-2015
Madelyn Robin MillerJ.P. Morgan Securities LLCAllianceBernstein L.P.$15009-10-2012
Todd Robert RichmanJ.P. Morgan Securities LLCAllianceBernstein L.P.01-23-2012
Marcus KlineJ.P. Morgan Securities LLCAllianceBernstein L.P.03-28-2011
Scott W ZemachsonJ.P. Morgan Securities LLCAllianceBernstein L.P.$5003-28-2011
Wenji ZouJ.P. Morgan Securities LLCAllied Millennial Partners, LLC03-07-2016
Jose Rafael MarmolJ.P. Morgan Securities LLCAmerican Capital Partners, LLC11-16-2016
Robert John RossettiJ.P. Morgan Securities LLCAmerican Portfolios Advisors, Inc05-03-2016
George J LesnikJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC$5006-07-2018
Gregory FerdinandJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC$15002-06-2015
Ulugbek KhashimovJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC12-02-2013
Lynnel K FletcherJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC$15008-23-2013
Alexander P AvolioJ.P. Morgan Securities LLCAmeritas Investment Company, LLC01-14-2015
slavko stankovJ.P. Morgan Securities LLCAndrew Garrett Inc.09-23-2016
Jason Dennis DelgadoJ.P. Morgan Securities LLCAST Investor Services LLC01-11-2016
Alex Richard PicouJ.P. Morgan Securities LLCB. Riley FBR, Inc.$15003-27-2012
Patrick John KellyJ.P. Morgan Securities LLCBanc of America Investment Services, Inc.05-28-2009
Katherine Jean GinsburgJ.P. Morgan Securities LLCBanc of America Securities LLC$2504-19-2010
Jeffrey Adam HermanJ.P. Morgan Securities LLCBarclays Capital Inc.12-28-2015
Kevin Connors MccooeyJ.P. Morgan Securities LLCBarclays Capital Inc.$2610-30-2015
Next Page »

Showing 1 to 25 of 529 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.