Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lauren Elizabeth CasassaJ.P. Morgan Securities LLCAXA Advisors, LLC02-28-2020
Fabian H. VarciannaJ.P. Morgan Securities LLCMorgan Stanley02-26-2020
Brian Armando AraratJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-24-2020
Jacob Douglas BlondellJ.P. Morgan Securities LLCCitizens Securities, Inc.02-07-2020
Vanessa NgaiJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.02-05-2020
David Lee RoweJ.P. Morgan Securities LLCMorgan Stanley$15001-31-2020
Robert Jay BregmanJ.P. Morgan Securities LLCMorgan Stanley$5001-31-2020
Katherine B AntonJ.P. Morgan Securities LLCMorgan Stanley01-31-2020
Christopher Jesus RiofrioJ.P. Morgan Securities LLCInfinex Investments, Inc.01-27-2020
Peter A. LevineJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.01-23-2020
Peter Cosmo CanaleJ.P. Morgan Securities LLCSantander Securities LLC01-17-2020
James Joseph FradellaJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-17-2020
Bryan Tyler FingerJ.P. Morgan Securities LLCSantander Securities LLC01-17-2020
Spencer Brad KostrinskyJ.P. Morgan Securities LLCEdward Jones01-17-2020
Benvenuto Anthony De RosaJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.01-14-2020
Rafaela GittensJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC$5001-13-2020
Raquel TorresJ.P. Morgan Securities LLCNYLIFE Securities LLC01-09-2020
Linda KelbanJ.P. Morgan Securities LLCGWN Securities Inc.12-26-2019
Oskar AgaronovJ.P. Morgan Securities LLCE1 Asset Management, Inc.12-20-2019
Philip DamJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-20-2019
Jemel WilliamsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-20-2019
Dawei LinJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.12-18-2019
Andrey A SkroznikovJ.P. Morgan Securities LLCPruco Securities, LLC.12-18-2019
Thomas GoebelJ.P. Morgan Securities LLCAXA Advisors, LLC12-18-2019
Jessie SimsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-17-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.