Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rino SchenaJ.P. Morgan Securities LLCUbs International Inc.01-07-2009
Pierre Louis FollariJ.P. Morgan Securities LLCUbs International Inc.01-30-2009
Adam Jordan ZipperJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$1002-13-2009
Joseph Luis DuarteJ.P. Morgan Securities LLCJoseph Gunnar & Co. LLC02-24-2009
Kelvin Javan SavageJ.P. Morgan Securities LLCJ.P. Morgan Securities LLC03-03-2009
John Brian Kelly Sr.J.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
John Brian Kelly IIJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
Robert Winston KellyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
William James Porter Jr.J.P. Morgan Securities LLCCitigroup Global Markets Inc.03-11-2009
Craig David StoryJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-29-2009
Andrey TsimalJ.P. Morgan Securities LLCCitigroup Global Markets Inc.05-08-2009
Gerard Edward HeymannJ.P. Morgan Securities LLCUBS Financial Services Inc.$15005-21-2009
Patrick John KellyJ.P. Morgan Securities LLCBanc of America Investment Services, Inc.05-28-2009
Kevin Carroll McGrathJ.P. Morgan Securities LLCBANC OF AMERICA INVESTMENT SERVICES, INC.07-24-2009
Scott Harris RoseJ.P. Morgan Securities LLCUBS Financial Services Inc.10-16-2009
Marc Robert RollinsJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2009
Theodore DimonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-06-2009
Leslie Froehlich SchwartzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2009
Paula Marie SteinbergJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-06-2009
Eden Loren LopezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-06-2009
Murali Mvrali BalasubramanianJ.P. Morgan Securities LLCEHCP Corporate Finance, LLC12-15-2009
Theodore Nicholas PapadopoulosJ.P. Morgan Securities LLCMorgan Stanley01-19-2010
John LaurinoJ.P. Morgan Securities LLCBarclays Capital Inc.01-26-2010
Ruth Faye FialkoJ.P. Morgan Securities LLCMorgan Stanley02-05-2010
Barney GreengrassJ.P. Morgan Securities LLCMorgan Stanley$10002-19-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.