Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Maribel Ochoa CrespoJ.P. Morgan Securities LLCCitigroup Global Markets Inc.01-23-2009
Scott RappaportJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC03-04-2009
John Brian Kelly SrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
John Brian Kelly IiJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
Robert Winston KellyJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-05-2009
Patrick John KellyJ.P. Morgan Securities LLCBanc of America Investment Services, Inc.05-28-2009
Leslie Froehlich SchwartzJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2009
Paula Marie SteinbergJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15011-06-2009
Eden Loren LopezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-06-2009
Murali BalasubramanianJ.P. Morgan Securities LLCEHCP Corporate Finance, LLC12-15-2009
John LaurinoJ.P. Morgan Securities LLCBarclays Capital Inc.01-26-2010
George Patrick SloaneJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$5003-30-2010
Katherine Jean GinsburgJ.P. Morgan Securities LLCBanc of America Securities LLC$2504-19-2010
John Millard FriedmanJ.P. Morgan Securities LLCMorgan Stanley$10005-07-2010
Warren Lief RaumJ.P. Morgan Securities LLCUBS Financial Services Inc.$5005-28-2010
Barry TuckerJ.P. Morgan Securities LLCUBS Financial Services Inc.06-11-2010
Gregory Devereaux StewartJ.P. Morgan Securities LLCUBS Financial Services Inc.$15006-11-2010
Ryan Nicolai WingerJ.P. Morgan Securities LLCMorgan Stanley$8707-09-2010
Justin M KastanJ.P. Morgan Securities LLCHSBC Securities (USA) Inc.07-12-2010
Matthew Stephen HoffmanJ.P. Morgan Securities LLCOppenheimer & Co. Inc.$15003-18-2011
Marcus KlineJ.P. Morgan Securities LLCAllianceBernstein L.P.03-28-2011
Scott W ZemachsonJ.P. Morgan Securities LLCAllianceBernstein L.P.$5003-28-2011
Robert HollandJ.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Richard B Goodwyn JrJ.P. Morgan Securities LLCBarclays Capital Inc.04-15-2011
Mark Steven GlasserJ.P. Morgan Securities LLCBarclays Capital Inc.09-16-2011
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Showing 1 to 25 of 529 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.