Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter MeizelsJanney Montgomery Scott LLCStifel, Nicolaus & Company, Incorporated$7207-15-2016
Michael A CoraggioJanney Montgomery Scott LLCBB&T Securities, LLC$11509-03-2014
Steven Guggenheimer George ZakiJanney Montgomery Scott LLCBarclays Capital Inc.$21403-07-2014
Hany FaragJanney Montgomery Scott LLCUBS Financial Services Inc.$15311-06-2018
Samuel Sammarco William Moore William NiceJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$30009-04-2018
Bernie L TownesJanney Montgomery Scott LLCUBS Financial Services Inc.$6511-30-2017
Colleen MacKenzie-DoinoJanney Montgomery Scott LLCMorgan Stanley$9711-02-2017
John Hardiman William LeppingJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7708-30-2017
Christopher WalkleyJanney Montgomery Scott LLCMorgan Stanley$10708-22-2017
Noah Doyle Charles Princiotto Sean MartinJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-06-2017
Noah Doyle Charles PrinciottoJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$6303-02-2017
Jeffrey PollardJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$7001-13-2017
Laurence M Braunstein Jordan BraunsteinJanney Montgomery Scott LLCMorgan Stanley05-13-2015
Marguerite KircherJanney Montgomery Scott LLCWellington Sheilds$11909-08-2017
Dave BerrettaJanney Montgomery Scott LLCMBSC Securities$9004-15-2016
Stephen Edward KrakowerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15009-25-2020
Pat Joseph IngrassiaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10005-21-2020
Peter James LambertiJanney Montgomery Scott LLCOppenheimer & Co. Inc.12-11-2019
Anthony Joseph LangellaJanney Montgomery Scott LLCUBS Financial Services Inc.08-26-2019
Danielle Renee MajorJanney Montgomery Scott LLCMorgan Stanley06-24-2019
Brett Aubrey VetenskyJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$2506-06-2019
Hany FaragJanney Montgomery Scott LLCUBS Financial Services Inc.$5011-02-2018
Samuel Francis SammarcoJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC08-31-2018
William Michael MooreJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15008-31-2018
William Ray NiceJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$1,00008-31-2018
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.