Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph KrivicichKestra Investment Services, LLCBruderman Asset Management, LLC$5008-26-2019
Jonathan Barnette LeisKestra Investment Services, LLCCitigroup Global Markets Inc.01-18-2019
Paresh Bansilal ShahKestra Investment Services, LLCPark Avenue Securities LLC$1103-06-2018
Rw Willdon Barnes JrKestra Investment Services, LLCMML Investors Services, LLC03-02-2018
Allison Clancy HudsonKestra Investment Services, LLCLPL Financial LLC$28802-21-2018
Patrick Michael McDonaldKestra Investment Services, LLCNational Planning Corporation$1010-02-2017
Jeffry Alan BermanKestra Investment Services, LLCCadaret, Grant & Co., Inc.$10006-30-2017
Joseph Burton HallKestra Investment Services, LLCAmeriprise Financial Services, Inc.09-19-2016
Mayur T DalalKestra Investment Services, LLCAXA Advisors, LLC$10006-02-2016
Eric Steven BlumencranzKestra Investment Services, LLCPark Avenue Securities LLC10-22-2015
Philip AsheKestra Investment Services, LLCAXA Advisors, LLC02-10-2014
Cynthia Fran GrauerKestra Investment Services, LLCAmeriprise Financial Services, Inc.09-07-2012
David Louis FenelonKestra Investment Services, LLCLPL Financial LLC05-07-2012
Scott M TurnerKestra Investment Services, LLCNYLIFE Securities LLC10-19-2011

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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