Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Veronica A MangioneKey Investment Services LLCPark Avenue Securities LLC$5005-02-2019
Paul Michael BryanKey Investment Services LLCJ.P. Morgan Securities LLC02-22-2019
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
Matthew J RichertKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-28-2019
Robert Andrew CohenKey Investment Services LLCWedbush Securities Inc.10-29-2018
Gagan SinghKey Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC09-25-2018
Keith KohlmannKey Investment Services LLCNorthwestern Mutual Investment Services, LLC08-20-2018
James Joseph CorsaroKey Investment Services LLCForesters Financial Services, Inc.08-06-2018
Marlon D. MarchKey Investment Services LLCPeople's Securities, Inc.07-09-2018
Robert Charles ElyKey Investment Services LLCState Farm VP Management Corp.07-06-2018
Richard Patrick NittoKey Investment Services LLCLPL Financial LLC06-22-2018
Katie Lynn SamuelsonKey Investment Services LLCM&T Securities, Inc.03-07-2018
Timothy E. ConwayKey Investment Services LLCLPL Financial LLC01-24-2018
Siobhan Marie FallonKey Investment Services LLCLPL Financial LLC01-22-2018
Alexandra Elizabeth McdowallKey Investment Services LLCAXA Advisors, LLC10-23-2017
Kyla Anne TrevisoKey Investment Services LLCCitizens Securities, Inc.09-01-2017
Sean Patrick NolanKey Investment Services LLCNYLIFE Securities LLC07-31-2017
Doli KumarKey Investment Services LLCCitizens Securities, Inc.06-26-2017
Daniel Alberto MoratoKey Investment Services LLCWells Fargo Clearing Services, LLC06-01-2017
Jeremy J. GeartzKey Investment Services LLCAXA Advisors, LLC05-22-2017
Michael Lentini Jr.Key Investment Services LLCJ.P. Morgan Securities LLC04-19-2017
John Carl MottKey Investment Services LLCFirst Command Financial Planning, Inc.04-05-2017
Robert Frederick WindhausenKey Investment Services LLCM&T Securities, Inc.04-04-2017
Allan Peter RentzKey Investment Services LLCWells Fargo Clearing Services, LLC02-24-2017
Ashley Diane DurhamKey Investment Services LLCPFS Investments Inc.02-21-2017
Next Page »

Showing 1 to 25 of 216 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.