Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Luis CabralKey Investment Services LLCHSBC Securities (USA) Inc.03-26-2020
Heather Nicole CarlsonKey Investment Services LLCJ.P. Morgan Securities LLC02-27-2020
David Robert BeamKey Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC01-27-2020
Mario A JimenezKey Investment Services LLCHSBC Securities (USA) Inc.01-16-2020
Christopher Luke SoteloKey Investment Services LLCJ.P. Morgan Securities LLC01-15-2020
Sara Delmonico VitelliKey Investment Services LLCWells Fargo Clearing Services, LLC12-19-2019
Hailee N MarshallKey Investment Services LLCCitizens Securities, Inc.12-06-2019
Stephen Thomas EscherKey Investment Services LLCJ.P. Morgan Securities LLC10-30-2019
Michael SellarsKey Investment Services LLCJ.P. Morgan Securities LLC10-23-2019
Marc Andrew PicheKey Investment Services LLCAmeritas Investment Company, LLC09-13-2019
Daniel J PelgrinKey Investment Services LLCCitizens Securities, Inc.08-15-2019
Joseph Anthony WrzosekKey Investment Services LLCM&T Securities, Inc.$2508-14-2019
Gregory C. HaasKey Investment Services LLCJ.P. Morgan Securities LLC08-02-2019
Karl Ryan PurvisKey Investment Services LLCJ.P. Morgan Securities LLC07-19-2019
Madhu P KothariKey Investment Services LLCAllstate Financial Services, LLC07-17-2019
Paul David Brown IIKey Investment Services LLCCitizens Securities, Inc.07-15-2019
Joy Elizabeth AitchisonKey Investment Services LLCLPL Financial LLC07-08-2019
Jared Michael SmithKey Investment Services LLCM&T Securities, Inc.06-20-2019
Irina PodmolskaKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
John Martin Bopp Jr.Key Investment Services LLCWells Fargo Clearing Services, LLC05-14-2019
Scott G WeberKey Investment Services LLCPruco Securities, LLC.05-07-2019
Veronica A MangioneKey Investment Services LLCPark Avenue Securities LLC$5005-02-2019
Digno Israel CamineroKey Investment Services LLCJ.P. Morgan Securities LLC04-30-2019
Jessica Lynn CarrKey Investment Services LLCJ.P. Morgan Securities LLC03-20-2019
Stephen Daniel GouldKey Investment Services LLCCitizens Securities, Inc.03-05-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.