Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Veronica A MangioneKey Investment Services LLCPark Avenue Securities LLC$5005-02-2019
Paul Michael BryanKey Investment Services LLCJ.P. Morgan Securities LLC02-22-2019
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
Matthew J RichertKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-28-2019
Robert Andrew CohenKey Investment Services LLCWedbush Securities Inc.10-29-2018
Gagan SinghKey Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC09-25-2018
Keith KohlmannKey Investment Services LLCNorthwestern Mutual Investment Services, LLC08-20-2018
James Joseph CorsaroKey Investment Services LLCForesters Financial Services, Inc.08-06-2018
Marlon D. MarchKey Investment Services LLCPeople's Securities, Inc.07-09-2018
Robert Charles ElyKey Investment Services LLCState Farm VP Management Corp.07-06-2018
Richard Patrick NittoKey Investment Services LLCLPL Financial LLC06-22-2018
Katie Lynn SamuelsonKey Investment Services LLCM&T Securities, Inc.03-07-2018
Timothy E. ConwayKey Investment Services LLCLPL Financial LLC01-24-2018
Siobhan Marie FallonKey Investment Services LLCLPL Financial LLC01-22-2018
Alexandra Elizabeth McdowallKey Investment Services LLCAXA Advisors, LLC10-23-2017
Kyla Anne TrevisoKey Investment Services LLCCitizens Securities, Inc.09-01-2017
Sean Patrick NolanKey Investment Services LLCNYLIFE Securities LLC07-31-2017
Doli KumarKey Investment Services LLCCitizens Securities, Inc.06-26-2017
Daniel Alberto MoratoKey Investment Services LLCWells Fargo Clearing Services, LLC06-01-2017
Jeremy J. GeartzKey Investment Services LLCAXA Advisors, LLC05-22-2017
Michael Lentini Jr.Key Investment Services LLCJ.P. Morgan Securities LLC04-19-2017
John Carl MottKey Investment Services LLCFirst Command Financial Planning, Inc.04-05-2017
Robert Frederick WindhausenKey Investment Services LLCM&T Securities, Inc.04-04-2017
Allan Peter RentzKey Investment Services LLCWells Fargo Clearing Services, LLC02-24-2017
Ashley Diane DurhamKey Investment Services LLCPFS Investments Inc.02-21-2017
Next Page »

Showing 1 to 25 of 216 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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