Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
William GrochalaKey Investment Services LLCAXA Advisors, LLC11-03-2016
Devan Peter ChrisikosKey Investment Services LLCAXA Advisors, LLC03-09-2016
Kathleen Ann VeselyKey Investment Services LLCChase Investment Services Corp.10-18-2010
Stephen Daniel GouldKey Investment Services LLCCitizens Securities, Inc.03-05-2019
Doli KumarKey Investment Services LLCCitizens Securities, Inc.06-26-2017
Derya YilmazKey Investment Services LLCCitizens Securities, Inc.01-06-2017
Gregory J. RileyKey Investment Services LLCCitizens Securities, Inc.08-22-2016
Joseph J. BadolatoKey Investment Services LLCCitizens Securities, Inc.01-12-2016
Jennifer Marie MossKey Investment Services LLCCitizens Securities, Inc.05-08-2015
Donna M SudynKey Investment Services LLCCitizens Securities, Inc.10-05-2010
Kenneth Harold MullerKey Investment Services LLCForesters Financial Services, Inc.02-02-2018
Kevin James NashburnKey Investment Services LLCForesters Financial Services, Inc.08-15-2016
Frank Edward RoylanceKey Investment Services LLCHalliday Financial, LLC07-26-2010
Robert John RiceKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Ellen Michelle MeagherKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Kim Paula KabelKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Tamara L WagnerKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Joseph W MitchellKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Lise Marie MichaelKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Jordan M HonanKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Kirre Ann CaiazzaKey Investment Services LLCHSBC Securities (USA) Inc.01-05-2009
Paul Michael BryanKey Investment Services LLCJ.P. Morgan Securities LLC02-22-2019
James D LeskaKey Investment Services LLCJ.P. Morgan Securities LLC07-31-2017
Bobbette DennisonKey Investment Services LLCJ.P. Morgan Securities LLC01-03-2017
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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