Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan A. MillerKey Investment Services LLCCitizens Securities, Inc.$501-05-2009
Kirre Ann CaiazzaKey Investment Services LLCHSBC Securities (USA) Inc.01-05-2009
Andrea L GaetanoKey Investment Services LLCHSBC Securities (USA) Inc.$2501-26-2009
Elaine B GeorgeKey Investment Services LLCUvest Financial Services Group, Inc.02-20-2009
Neil Scott LindemannKey Investment Services LLCChase Investment Services Corp.03-06-2009
Robert William MckinnonKey Investment Services LLCO'Keefe Shaw & Co., Inc.$1003-17-2009
Derek Louis SausaKey Investment Services LLCChase Investment Services Corp.04-07-2009
Scott Robert DoughtyKey Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-20-2009
Scott Robert DancygerKey Investment Services LLCKern, Suslow Securities, Inc.05-13-2009
Julie M PrevostKey Investment Services LLCHSBC Securities (USA) Inc.06-19-2009
Dorothy J. Torro ClaflinKey Investment Services LLCCharles Schwab & Co., Inc.07-13-2009
Richard Edward Greco Jr.Key Investment Services LLCHSBC Securities (USA) Inc.07-21-2009
Mark Alan KirchmyerKey Investment Services LLCUvest Financial Services Group, Inc.07-30-2009
James V AdinolfiKey Investment Services LLCChase Investment Services Corp.08-04-2009
Serafino G BrunoKey Investment Services LLCChase Investment Services Corp.08-17-2009
Raymond Lyle DurantKey Investment Services LLCChase Investment Services Corp.08-24-2009
William Edward PedrickKey Investment Services LLCMML Investors Services, LLC09-03-2009
Sandra Besso PlowinskeKey Investment Services LLCLPL Financial LLC09-17-2009
Frank John Civitella Jr.Key Investment Services LLCChase Investment Services Corp.10-14-2009
M. Jaime BaumlerKey Investment Services LLCCitizens Securities, Inc.10-26-2009
Eldon Sidney HarrisKey Investment Services LLCNorthwestern Mutual Investment Services, LLC11-23-2009
Kevin John HicksKey Investment Services LLCCitizens Securities, Inc.01-06-2010
Robert MorontaKey Investment Services LLCChase Investment Services Corp.01-14-2010
Joseph Daniel ZabarKey Investment Services LLCCitigroup Global Markets Inc.$1004-14-2010
Lillian SantiagoKey Investment Services LLCChase Investment Services Corp.04-19-2010
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Showing 1 to 25 of 197 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.