Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Patrick EberzKey Investment Services LLCLPL Financial LLC09-21-2016
Keir Lamont WilsonKey Investment Services LLCLPL Financial LLC09-21-2016
Parker Joseph StoneKey Investment Services LLCLPL Financial LLC09-21-2016
Jeffrey HannettKey Investment Services LLCLPL Financial LLC09-21-2016
William GrochalaKey Investment Services LLCAXA Advisors, LLC11-03-2016
Laurie Anne MassongKey Investment Services LLCMML Investors Services, LLC$16412-13-2016
Dante J. TuzzolinoKey Investment Services LLCM&T Securities, Inc.12-21-2016
Bobbette DennisonKey Investment Services LLCJ.P. Morgan Securities LLC01-03-2017
Kenneth Conrad StollKey Investment Services LLCMutual of Omaha Investor Services, Inc.01-05-2017
Derya YilmazKey Investment Services LLCCitizens Securities, Inc.01-06-2017
Allan Peter RentzKey Investment Services LLCWells Fargo Clearing Services, LLC02-24-2017
Owen S CarpenterKey Investment Services LLCMML Investors Services, LLC04-20-2017
Doli KumarKey Investment Services LLCCitizens Securities, Inc.06-26-2017
James D LeskaKey Investment Services LLCJ.P. Morgan Securities LLC07-31-2017
Siobhan Marie FallonKey Investment Services LLCLPL Financial LLC01-22-2018
Timothy E. ConwayKey Investment Services LLCLPL Financial LLC01-24-2018
Kenneth Harold MullerKey Investment Services LLCForesters Financial Services, Inc.02-02-2018
Richard Patrick NittoKey Investment Services LLCLPL Financial LLC06-22-2018
Robert Charles ElyKey Investment Services LLCState Farm VP Management Corp.07-06-2018
Marlon D. MarchKey Investment Services LLCPeople's Securities, Inc.07-09-2018
Keith KohlmannKey Investment Services LLCNorthwestern Mutual Investment Services, LLC08-20-2018
Gagan SinghKey Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC09-25-2018
Robert Andrew CohenKey Investment Services LLCWedbush Securities Inc.10-29-2018
Matthew J RichertKey Investment Services LLCNorthwestern Mutual Investment Services, LLC01-28-2019
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
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Showing 51 to 75 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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