Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ajet MetaliajKey Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-07-2011
Alexander Peter Kiczek Jr.Key Investment Services LLCCapital One Investment Services LLC07-31-2014
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
Alexandra Elizabeth McdowallKey Investment Services LLCAXA Advisors, LLC10-23-2017
Allan Peter RentzKey Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)02-24-2017
Andrea Lynda GaetanoKey Investment Services LLCHSBC Securities (USA) Inc.$25001-26-2009
Anthony A. DipaceKey Investment Services LLCCitizens Securities, Inc.10-06-2017
Anthony Michael LanzaKey Investment Services LLCHSBC Securities (USA) Inc.07-27-2011
Antonio H EastKey Investment Services LLCChase Investment Services Corp.09-15-2011
Ashley D DurhamKey Investment Services LLCPFS Investments Inc.02-21-2017
Azur SehovicKey Investment Services LLCJ.P. Morgan Securities LLC01-11-2016
Beatrice CivilKey Investment Services LLCLPL Financial LLC09-16-2013
Benjamin Dexter DugganKey Investment Services LLCMetLife Securities Inc.12-07-2016
Bobbette DennisonKey Investment Services LLCJ.P. Morgan Securities LLC01-03-2017
Brian Robert MackayKey Investment Services LLCChase Investment Services Corp.06-06-2011
Brian Scott SurafKey Investment Services LLCLPL Financial LLC08-10-2015
Caitlin Luisa HoltzKey Investment Services LLCLPL Financial LLC12-16-2016
Carissa Lynn LeoneKey Investment Services LLCM&T Securities, Inc.07-10-2015
Charles R DoughtyKey Investment Services LLCNorthwestern Mutual Investment Services, LLC$50003-02-2015
Charles Raymond SwiderskiKey Investment Services LLCNYLIFE Securities LLC11-21-2015
Christine Nora DaughertyKey Investment Services LLCCitizens Securities, Inc.10-06-2010
Christopher William HuntKey Investment Services LLCLPL Financial LLC$50006-11-2013
Daniel Alberto MoratoKey Investment Services LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-01-2017
Daniel J PelgrinKey Investment Services LLCCitizens Securities, Inc.08-15-2019
Dante J. TuzzolinoKey Investment Services LLCM&T Securities, Inc.12-21-2016
Next Page »

Showing 1 to 25 of 183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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