Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Burt GoodmanKey Investment Services LLCLPL Financial LLC$2509-21-2016
Alexander Steven MillsKey Investment Services LLCAXA Advisors, LLC01-28-2019
Alexandra BerthiaumeKey Investment Services LLCLPL Financial LLC09-21-2016
Allan Peter RentzKey Investment Services LLCWells Fargo Clearing Services, LLC02-24-2017
Andres CanoKey Investment Services LLCLPL Financial LLC09-21-2016
Andrew L RobertsKey Investment Services LLCLPL Financial LLC09-21-2016
Ayda Ines LupoKey Investment Services LLCLPL Financial LLC09-21-2016
Bobbette DennisonKey Investment Services LLCJ.P. Morgan Securities LLC01-03-2017
Christopher William HuntKey Investment Services LLCLPL Financial LLC06-11-2013
Corey James RobinsonKey Investment Services LLCLPL Financial LLC09-21-2016
Dante J. TuzzolinoKey Investment Services LLCM&T Securities, Inc.12-21-2016
David Bernard HarrisKey Investment Services LLCPaulson Investment Company LLC$1002-14-2011
Deborah Ann HodgeKey Investment Services LLCLPL Financial LLC09-21-2016
Derya YilmazKey Investment Services LLCCitizens Securities, Inc.01-06-2017
Devan Peter ChrisikosKey Investment Services LLCAXA Advisors, LLC03-09-2016
Doli KumarKey Investment Services LLCCitizens Securities, Inc.06-26-2017
Donna M SudynKey Investment Services LLCCitizens Securities, Inc.10-05-2010
Douglas M BibbeeKey Investment Services LLCLPL Financial LLC09-21-2016
Ellen Michelle MeagherKey Investment Services LLCHSBC Securities (USA) Inc.07-11-2012
Frank Edward RoylanceKey Investment Services LLCHalliday Financial, LLC07-26-2010
Gagan SinghKey Investment Services LLCTIAA-CREF Individual & Institutional Services, LLC09-25-2018
Gloria M PermaulKey Investment Services LLCSignator Investors, Inc.06-22-2011
Gregory J. RileyKey Investment Services LLCCitizens Securities, Inc.08-22-2016
Heidi R BornKey Investment Services LLCJ.P. Morgan Securities LLC10-17-2013
Irenee B. PaulKey Investment Services LLCPeople's Securities, Inc.06-29-2015
Next Page »

Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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