Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony A. DipaceKey Investment Services LLCCitizens Securities, Inc.10-06-2017
Christine Nora DaughertyKey Investment Services LLCCitizens Securities, Inc.10-06-2010
Daniel J PelgrinKey Investment Services LLCCitizens Securities, Inc.08-15-2019
Derya YilmazKey Investment Services LLCCitizens Securities, Inc.01-06-2017
Doli KumarKey Investment Services LLCCitizens Securities, Inc.06-26-2017
Donna M SudynKey Investment Services LLCCitizens Securities, Inc.10-05-2010
Frederick Scott HepferKey Investment Services LLCCitizens Securities, Inc.07-30-2014
Gregory J. RileyKey Investment Services LLCCitizens Securities, Inc.08-22-2016
Jeffrey D. BryceKey Investment Services LLCCitizens Securities, Inc.07-16-2018
Jennifer Marie MossKey Investment Services LLCCitizens Securities, Inc.05-08-2015
Jonathan A MillerKey Investment Services LLCCitizens Securities, Inc.$50001-05-2009
Joseph J. BadolatoKey Investment Services LLCCitizens Securities, Inc.01-12-2016
Kevin John HicksKey Investment Services LLCCitizens Securities, Inc.01-06-2010
Kyla Anne TrevisoKey Investment Services LLCCitizens Securities, Inc.09-01-2017
M. Jaime Jaime BaumlerKey Investment Services LLCCitizens Securities, Inc.10-26-2009
Megan Renee QuillanKey Investment Services LLCCitizens Securities, Inc.07-12-2018
Paul David Brown IIKey Investment Services LLCCitizens Securities, Inc.$10007-15-2019
Stephen Daniel GouldKey Investment Services LLCCitizens Securities, Inc.03-05-2019
Thomas Vaughn Brown Jr.Key Investment Services LLCCitizens Securities, Inc.11-10-2014

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.