Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Beatrice CivilKey Investment Services LLCLPL Financial LLC09-16-2013
Brian Scott SurafKey Investment Services LLCLPL Financial LLC08-10-2015
Caitlin Luisa HoltzKey Investment Services LLCLPL Financial LLC12-16-2016
Christopher William HuntKey Investment Services LLCLPL Financial LLC$50006-11-2013
Derek B VanderlindeKey Investment Services LLCLPL Financial LLC11-14-2013
Derek Craig BaileyKey Investment Services LLCLPL Financial LLC10-30-2013
John Joseph RottKey Investment Services LLCLPL Financial LLC02-19-2013
Joy Elizabeth AitchisonKey Investment Services LLCLPL Financial LLC07-08-2019
Matthew D. StivesKey Investment Services LLCLPL Financial LLC11-08-2018
Richard Patrick NittoKey Investment Services LLCLPL Financial LLC06-22-2018
Sandra Besso PlowinskeKey Investment Services LLCLPL Financial LLC09-17-2009
Siobhan Marie FallonKey Investment Services LLCLPL Financial LLC01-22-2018
Thomas George MingKey Investment Services LLCLPL Financial LLC05-04-2012
Thomas Michael BorrelliKey Investment Services LLCLPL Financial LLC06-17-2014
Timothy Allan KeilmanKey Investment Services LLCLPL Financial LLC12-06-2017
Timothy E. ConwayKey Investment Services LLCLPL Financial LLC01-24-2018
Timothy E. ConwayKey Investment Services LLCLPL Financial LLC01-18-2013
Tina Luv SheradinKey Investment Services LLCLPL Financial LLC11-02-2015

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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