Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen DemaioLPL Financial LLCAllstate Financial Services, LLC$8004-12-2016
Frank William MalpigliLPL Financial LLCAmerican Portfolios Financial Services, Inc.04-03-2018
James Harold VenezianoLPL Financial LLCAmeriprise Financial Services, Inc.09-24-2019
Paul Joseph CarranoLPL Financial LLCAmeriprise Financial Services, Inc.$5012-03-2018
Jesus E LopezLPL Financial LLCAmeriprise Financial Services, Inc.$5002-20-2018
Thomas Charles MoehringerLPL Financial LLCAmeriprise Financial Services, Inc.01-27-2016
Marc SpechtLPL Financial LLCAmeriprise Financial Services, Inc.$16009-30-2015
Brian Michael SchultzLPL Financial LLCAmeriprise Financial Services, Inc.12-13-2012
Michael M MostLPL Financial LLCAmeriprise Financial Services, Inc.11-16-2012
Mario Albert MolinoLPL Financial LLCAmeriprise Financial Services, Inc.11-01-2011
John Stephen PatsyLPL Financial LLCAmeriprise Financial Services, Inc.07-13-2009
Dean Dipierro, Scott LoprestiLPL Financial LLCAmeritas Investment Corp$16507-17-2017
Heather Alexander, Ian Baker, Denzil Dias, Paul Etra, Marc Harary, Ralph Hochuli, Christopher Kolba, Daniel NessimLPL Financial LLCAmeritas Investment Corp$35005-05-2016
Dean J. DipierroLPL Financial LLCAmeritas Investment Corp.07-17-2017
Heather Lynn AlexanderLPL Financial LLCAmeritas Investment Corp.05-09-2016
Krzysztof KolbaLPL Financial LLCAmeritas Investment Corp.$2605-06-2016
Marc Charles HararyLPL Financial LLCAmeritas Investment Corp.$24105-05-2016
Paul Howard EtraLPL Financial LLCAmeritas Investment Corp.$5205-05-2016
Ian Stuart BakerLPL Financial LLCAmeritas Investment Corp.$2505-05-2016
Daniel Reuben NessimLPL Financial LLCAmeritas Investment Corp.05-05-2016
Ralph John HochuliLPL Financial LLCAmeritas Investment Corp.05-05-2016
Denzil DiasLPL Financial LLCAmeritas Investment Corp.05-05-2016
Michael CampagnaLPL Financial LLCAXA Advisors, LLC07-05-2019
Dewayne Keith RobertsLPL Financial LLCAXA Advisors, LLC01-16-2019
Fred Beltz, David Ianni, Bob Siler, Judd Siler, Mark SilerLPL Financial LLCCadaret Grant$50010-23-2018
Next Page »

Showing 1 to 25 of 474 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.