Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Michael GucciaLPL Financial LLCForesters Financial Services, Inc.06-07-2016
Kelly OlczakLPL Financial LLCEdward Jones$11005-23-2016
Ellen LanderLPL Financial LLCKestra Financial$2,50005-13-2016
Heather Lynn AlexanderLPL Financial LLCAmeritas Investment Corp.05-09-2016
Mark Joseph DevineLPL Financial LLCHSBC Securities (USA) Inc.05-09-2016
Krzysztof KolbaLPL Financial LLCAmeritas Investment Corp.$2605-06-2016
Heather Alexander, Ian Baker, Denzil Dias, Paul Etra, Marc Harary, Ralph Hochuli, Christopher Kolba, Daniel NessimLPL Financial LLCAmeritas Investment Corp$35005-05-2016
Marc Charles HararyLPL Financial LLCAmeritas Investment Corp.$24105-05-2016
Paul Howard EtraLPL Financial LLCAmeritas Investment Corp.$5205-05-2016
Ian Stuart BakerLPL Financial LLCAmeritas Investment Corp.$2505-05-2016
Daniel Reuben NessimLPL Financial LLCAmeritas Investment Corp.05-05-2016
Ralph John HochuliLPL Financial LLCAmeritas Investment Corp.05-05-2016
Denzil DiasLPL Financial LLCAmeritas Investment Corp.05-05-2016
Anil SinghLPL Financial LLCJPMorgan Chase & Co.$26005-02-2016
Victor Solis, Daniel ZlotnickLPL Financial LLCKestra Financial$10005-02-2016
Anil SinghLPL Financial LLCJ.P. Morgan Securities LLC05-02-2016
Daniel ZlotnickLPL Financial LLCKestra Investment Services, LLC$5004-28-2016
Victor SolisLPL Financial LLCKestra Advisory Services, LLC04-28-2016
Stephen DemaioLPL Financial LLCAllstate Financial Services, LLC$8004-12-2016
Patricia Elizabeth WeinshankLPL Financial LLCSignature Securities04-04-2016
Justin James BohallLPL Financial LLCUBS Financial Services Inc.$8103-30-2016
David WeigandLPL Financial LLCM&T Securities$11803-28-2016
Michael David SilkowskiLPL Financial LLCKey Investment Services LLC03-15-2016
Dawn Sheri WestLPL Financial LLCCapital One Investing, LLC02-24-2016
Donna Jo JohnsonLPL Financial LLCKey Investment Services LLC02-22-2016
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Showing 251 to 275 of 474 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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