Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katie WeibelLPL Financial LLCM&T Securities$12210-08-2015
Annette Jean OldayLPL Financial LLCMML Investors Services, LLC10-02-2015
Marc SpechtLPL Financial LLCAmeriprise Financial Services, Inc.$16009-30-2015
Sheldon Jay Walker Jr.LPL Financial LLCSignator Investors, Inc.09-30-2015
Kevin Lemier CorkeryLPL Financial LLCJ.W. Cole Financial, Inc.07-31-2015
Diane P ElkinLPL Financial LLCCetera Investment Services LLC07-17-2015
Tab Barry MakLPL Financial LLCMetLife Securities Inc.07-17-2015
Matthew Ryan ForneyLPL Financial LLCVanguard Marketing Corporation07-06-2015
James Walter Van MetterLPL Financial LLCCambridge Investment Research, Inc.$2506-24-2015
Chrisanna T. ElserLPL Financial LLCSchwab Private Client Investment Advisory, Inc.06-04-2015
Nikolas MrozLPL Financial LLCKey Investment Services LLC05-28-2015
Salvatore PaternicoLPL Financial LLCFidelity Brokerage Services LLC05-15-2015
Allen P. CantoniLPL Financial LLCM&T Securities, Inc.04-22-2015
John Michael RaschellaLPL Financial LLCJ.P. Morgan Securities LLC04-02-2015
Susan Mary MiccioLPL Financial LLCCommonwealth Financial Network03-26-2015
Ryan Anthony ThielLPL Financial LLCDavid Lerner Associates, Inc.03-11-2015
Michael Charles AnielloLPL Financial LLCNorthwestern Mutual Investment Services, LLC03-02-2015
Christopher A LiguoriLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-19-2015
Saidur RahmanLPL Financial LLCCapital One Investment Services LLC01-22-2015
Darren Joseph StevensonLPL Financial LLCPeople's Securities, Inc.$5001-06-2015
Louis Anthony FalvoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-18-2014
Jonathan Michael BartholomewLPL Financial LLCINVEST Financial Corporation12-04-2014
Clifford Louis GilesLPL Financial LLCJ.P. Morgan Securities LLC12-02-2014
Philip Joseph DurkinLPL Financial LLCCadaret, Grant & Co., Inc.$2511-25-2014
Thomas Christopher SheedyLPL Financial LLCCadaret, Grant & Co., Inc.11-25-2014
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Showing 301 to 325 of 473 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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