Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Christopher SheedyLPL Financial LLCCadaret, Grant & Co., Inc.11-25-2014
Sandra Alterio BarryLPL Financial LLCCadaret, Grant & Co., Inc.$1011-21-2014
Jeffrey Michael ArberLPL Financial LLCCadaret, Grant & Co., Inc.11-21-2014
William Francis BlackfordLPL Financial LLCCitigroup Global Markets Inc.10-31-2014
William Thomas ManolopoulosLPL Financial LLCEdward Jones10-16-2014
John Conrad Buser Jr.LPL Financial LLCJ.P. Morgan Securities LLC10-01-2014
William John SpigonardoLPL Financial LLCFinancial Telesis Inc09-12-2014
Daniel Clifford GalluzzoLPL Financial LLCEquity Services, Inc.09-02-2014
Thomas Joseph CammisaLPL Financial LLCMML Investors Services, LLC08-15-2014
Steven R. AbermanLPL Financial LLCFidelity Brokerage Services LLC07-29-2014
Anthony Louis GuginoLPL Financial LLCEnsemble Financial Services, Inc.$10006-05-2014
Kathryn Lamm ShirerLPL Financial LLCEnsemble Financial Services, Inc.05-27-2014
Megan E. BurkeLPL Financial LLCEnsemble Financial Services, Inc.05-27-2014
Michael John ZoanettiLPL Financial LLCEnsemble Financial Services, Inc.05-27-2014
James M SperryLPL Financial LLCEnsemble Financial Services, Inc.05-27-2014
Ryan Michael FicorilliLPL Financial LLCRoyal Alliance Associates, Inc.$2504-30-2014
Adam Andrew KingLPL Financial LLCMorgan Stanley$1004-29-2014
George Panagiotis FoliasLPL Financial LLCEdward Jones$2504-17-2014
Frank Joseph TorelliLPL Financial LLCM&T Securities, Inc.03-28-2014
Joseph Anthony MonteleoneLPL Financial LLCINVEST Financial Corporation03-05-2014
Pamela Jean RudolphLPL Financial LLCINVEST Financial Corporation03-05-2014
Terri Elizabeth KruegerLPL Financial LLCNationwide Securities, LLC03-03-2014
Justin Paul Cerritelli Jr.LPL Financial LLCJ.P. Morgan Securities LLC12-18-2013
Martin Charles Lougen IIILPL Financial LLCMetLife Securities Inc.12-16-2013
Douglas Michael WashburnLPL Financial LLCFirst Allied Securities, Inc.12-13-2013
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Showing 326 to 350 of 474 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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