Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Andrew Teel McMahonLPL Financial LLCFirst Allied Advisory Services, Inc.12-13-2013
Francine Laura OlkLPL Financial LLCFirst Allied Securities, Inc.12-13-2013
Justin Scott SchecknerLPL Financial LLCMML Investors Services, LLC11-15-2013
Lania Kathleen CrossLPL Financial LLCCapital One Investment Services LLC10-25-2013
John Edward HaughLPL Financial LLCFive Star Investment Services, Inc.10-16-2013
Michelle Ann BarberLPL Financial LLCFive Star Investment Services, Inc.10-16-2013
Carolyn Mary LaneyLPL Financial LLCFive Star Investment Services, Inc.10-16-2013
David Rhys EichenhoferLPL Financial LLCFive Star Investment Services, Inc.$2510-15-2013
Kenneth John ArellanoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-14-2013
Jason Morgan McKennaLPL Financial LLCWells Fargo Clearing Services, LLC$5009-20-2013
John Scott WinchekLPL Financial LLCVALIC Financial Advisors, Inc.08-29-2013
Scott B ZuckermanLPL Financial LLCMML Investors Services, LLC08-27-2013
Mario C VerardoLPL Financial LLCHSBC Securities (USA) Inc.08-23-2013
Rajan KumarLPL Financial LLCVALIC Financial Advisors, Inc.07-31-2013
Jason Devere BaysLPL Financial LLCVALIC Financial Advisors, Inc.07-31-2013
Frederick Morgan StewartLPL Financial LLCVanderbilt Securities, LLC07-30-2013
Iliza Schmertz BartelsLPL Financial LLCRoyal Alliance Associates, Inc.07-11-2013
Matthew Russell ProkLPL Financial LLCHornor, Townsend & Kent, LLC07-02-2013
Andre Edgar BecklesLPL Financial LLCEssex National Securities, LLC06-13-2013
Barbara Ann GintyLPL Financial LLCVanderbilt Securities, LLC06-07-2013
Gregg S. SchriroLPL Financial LLCUnited Financial Group, Ltd$5005-29-2013
Kevin Jerome KopecLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-13-2013
Thomas W LawlerLPL Financial LLCEdward Jones$1003-26-2013
Theodore ThiroLPL Financial LLCDabbah Securities Corp.$15003-19-2013
Keith M DefazioLPL Financial LLCMML Investors Services, LLC03-05-2013
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Showing 351 to 375 of 474 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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