Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony PalmeriLPL Financial LLCNYLIFE Securities LLC02-28-2019
Joseph P CelibertiLPL Financial LLCMML Investors Services, LLC02-22-2019
Dewayne Keith RobertsLPL Financial LLCAXA Advisors, LLC01-16-2019
Alan Michael MevorahLPL Financial LLCIndependent Financial Partners$2501-09-2019
Bradley BonfanteLPL Financial LLCKey Investment Services LLC01-04-2019
Josephine BlaffordLPL Financial LLCSantander Securities LLC01-03-2019
Peter Perri Jr.LPL Financial LLCCUSO Financial Services, L.P.01-03-2019
Jay L NathanLPL Financial LLCHD Vest Investment Services12-14-2018
Paul Joseph CarranoLPL Financial LLCAmeriprise Financial Services, Inc.$5012-03-2018
William Frank WelshLPL Financial LLCKey Investment Services LLC11-16-2018
Ronald C. DimaggioLPL Financial LLCMML Investors Services, LLC10-30-2018
Olga Cecilia EspirituLPL Financial LLCForesters Financial Services, Inc.$2510-25-2018
Fred Beltz, David Ianni, Bob Siler, Judd Siler, Mark SilerLPL Financial LLCCadaret Grant$50010-23-2018
Kevin C. HillLPL Financial LLCCadaret, Grant & Co., Inc.10-16-2018
Jessica Lindsay RobinsonLPL Financial LLCESL Investment Services, LLC10-05-2018
John Allein SummersLPL Financial LLCCetera Advisors LLC$2509-27-2018
David John NesbittLPL Financial LLCCambridge Investment Research, Inc.$2509-18-2018
Paul Joseph Celentano Jr.LPL Financial LLCHarbor Financial Services, LLC$5009-17-2018
Tiffany Lea SoricelliLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-12-2018
Scott Francis RicciLPL Financial LLCCetera Advisors LLC08-20-2018
Gary Bruce MillerLPL Financial LLCFirst Allied Securities, Inc.$5007-27-2018
William Thomas SullivanLPL Financial LLCFirst Allied Securities, Inc.07-27-2018
Michael August SidelloLPL Financial LLCCadaret, Grant & Co., Inc.$5006-04-2018
Anthony Joseph Veiga Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5006-01-2018
Kim M EmperatoLPL Financial LLCHD Vest Investment Services05-18-2018
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Showing 26 to 50 of 474 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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