Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randall Joseph HulickLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Christopher Thomas ConnellLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Eric Edward BrunetLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Charles Anthony NicosiaLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Kathy Jean KoesterLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Garry Raymond Matthew PayneLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Christopher James CunninghamLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Michele Rene WilckLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Neil Paul RuoccoLPL Financial LLCSII Investments, Inc.$2502-14-2018
John L LangerLPL Financial LLCSII Investments, Inc.$2502-14-2018
Shawn Patrick ConnollyLPL Financial LLCSII Investments, Inc.$2502-14-2018
Richard Norman AndersenLPL Financial LLCINVEST Financial Corporation$2502-14-2018
Michael P ZoliLPL Financial LLCINVEST Financial Corporation$1702-14-2018
Scott Anthony FiumaraLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Justin Paul HooperLPL Financial LLCINVEST Financial Corporation$1002-14-2018
Patrick Stephen GilloolyLPL Financial LLCINVEST Financial Corporation02-14-2018
Bradley Dean HaysletteLPL Financial LLCINVEST Financial Corporation02-14-2018
Alan Paul TichmanLPL Financial LLCINVEST Financial Corporation02-14-2018
Kevin Allen CroweLPL Financial LLCINVEST Financial Corporation02-14-2018
Joseph BonuraLPL Financial LLCINVEST Financial Corporation02-14-2018
John Patrick CuddihyLPL Financial LLCINVEST Financial Corporation02-14-2018
Charles MazziottiLPL Financial LLCINVEST Financial Corporation02-14-2018
Gabriel Jerome BentovimLPL Financial LLCINVEST Financial Corporation02-14-2018
Gilbert Todd ChaseLPL Financial LLCINVEST Financial Corporation02-14-2018
Timothy Joseph FormanLPL Financial LLCINVEST Financial Corporation02-14-2018
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Showing 76 to 100 of 474 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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