Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bennett Harris BermanLPL Financial LLCUBS Financial Services Inc.$2503-26-2020
Steven Robert HerrmannLPL Financial LLCMML Investors Services, LLC03-11-2020
Adam Ross LevyLPL Financial LLCWells Fargo Clearing Services, LLC$5003-05-2020
Glenn ToczekLPL Financial LLCMML Investors Services, LLC03-03-2020
David Lawrence RussellLPL Financial LLCWells Fargo Advisors Financial Network, LLC02-18-2020
Alexander Robert BenciniLPL Financial LLCWells Fargo Advisors Financial Network, LLC02-18-2020
Brian MaskerLPL Financial LLCCitizens Securities, Inc.02-12-2020
Hemali Nilesh BilimoriaLPL Financial LLCCitizens Securities, Inc.02-12-2020
Brandon VetterLPL Financial LLCJ.P. Morgan Securities LLC02-11-2020
Kahlil AdamesLPL Financial LLCCadaret, Grant & Co., Inc.02-10-2020
David G WillLPL Financial LLCAXA Advisors, LLC01-30-2020
Kylee E. HallLPL Financial LLCPrincipal Securities, Inc.01-13-2020
Rudra Devanand PersaudLPL Financial LLCCetera Financial Specialists LLC$2501-02-2020
Rocco AddonaLPL Financial LLCRoyal Alliance Associates, Inc.12-13-2019
Alix J CharlemagneLPL Financial LLCSantander Securities LLC12-04-2019
Kevin Michael O'GradyLPL Financial LLCFSC Securities Corporation$2511-29-2019
Steven Elliott HerweyerLPL Financial LLCH. Beck, Inc.$2511-26-2019
Patrick Paul AstreLPL Financial LLCSagePoint Financial, Inc.$15011-11-2019
Jonathan Michael BartholomewLPL Financial LLCLPL Financial LLC$5011-08-2019
Christopher DanzerLPL Financial LLCAmeriprise Financial Services, LLC$10011-08-2019
Lee Edward KilbrithLPL Financial LLCAvantax Investment Services, Inc.$10011-05-2019
Robert James PutnamLPL Financial LLCNationwide Securities, LLC11-01-2019
Mary Ellen HakimLPL Financial LLCWells Fargo Advisors Financial Network, LLC11-01-2019
Romeo Antonio BertoliniLPL Financial LLCLandau Arnold Laufer Wealth Management, LLC10-31-2019
Sabrina Marie FregaraLPL Financial LLCWells Fargo Advisors Financial Network, LLC10-25-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.