Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Steven HoffmanLPL Financial LLCPNC Investments$1010-27-2016
Lisa Ann WojciechowiczLPL Financial LLCKey Investment Services LLC10-26-2016
Travis Frederick DauchyLPL Financial LLCUSAA Financial Advisors, Inc.10-21-2016
Amal BenbrahimLPL Financial LLCWells Fargo Advisors$5110-14-2016
Amal BenbrahimLPL Financial LLCWells Fargo Clearing Services, LLC$5010-14-2016
Bryan Scott McCallLPL Financial LLCNext Financial Group, Inc.10-14-2016
Gregory Ronald SmithLPL Financial LLCH. Beck, Inc.09-30-2016
Marlin George GillespieLPL Financial LLCDavid Lerner Associates, Inc.09-26-2016
Vincent MartinoLPL Financial LLCHSBC Private Bank$7009-19-2016
David Dean VangorderLPL Financial LLCPFS Investments Inc.09-16-2016
Jennifer Lynn RitzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-02-2016
Arnold FeldmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2016
Arnold Frank FeldmanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-31-2016
Paul Tobias Stracke Jr.LPL Financial LLCVoya Financial Advisors, Inc.$1008-23-2016
Clare MertzLPL Financial LLCVoya Financial Advisors, Inc.08-22-2016
Brittany Jean VinetteLPL Financial LLCCitizens Securities, Inc.08-22-2016
Todd Slingerland, Adam NearyLPL Financial LLCVoya Financial Advisors$65008-19-2016
Michael Franklin McCamyLPL Financial LLCVoya Financial Advisors, Inc.$2508-19-2016
Bruce Russel GaynorLPL Financial LLCVoya Financial Advisors, Inc.$2508-19-2016
Peter Francis LuczakLPL Financial LLCVoya Financial Advisors, Inc.$1008-19-2016
Adam Mark NearyLPL Financial LLCVoya Financial Advisors, Inc.$1008-19-2016
Gerry Lee GauerLPL Financial LLCVoya Financial Advisors, Inc.08-19-2016
John Cole BuffLPL Financial LLCVoya Financial Advisors, Inc.08-19-2016
Adam KnaustLPL Financial LLCVoya Financial Advisors, Inc.08-19-2016
Daniel Joseph O'KeefeLPL Financial LLCVoya Financial Advisors, Inc.08-19-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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