Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Qiadong ZhaoLPL Financial LLCCetera Investment Services LLC02-28-2017
John Randolph Mackenzie Jr.LPL Financial LLCKey Investment Services LLC$1002-23-2017
Thomas MustoLPL Financial LLCWells Fargo Clearing Services, LLC$2502-17-2017
Theresa Ann VertalinoLPL Financial LLCLPL Financial LLC02-14-2017
Andrew NinnoLPL Financial LLCPark Avenue Securities LLC02-10-2017
Felicia GiovinoLPL Financial LLCKey Investment Services LLC$5002-06-2017
Derek Craig BaileyLPL Financial LLCKey Investment Services LLC02-06-2017
Michael Gerard Obrien Jr.LPL Financial LLCMetLife Securities Inc.02-02-2017
Joseph CoronaLPL Financial LLCESL Investment Services, LLC01-30-2017
Derek Paul SabineLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-20-2017
Richard Patrick NittoLPL Financial LLCKey Investment Services LLC01-18-2017
Kathleen Rose MadanLPL Financial LLCLPL Financial LLC01-13-2017
Judy CarsonLPL Financial LLCAXA Advisors, LLC01-05-2017
Robert Edward CodyLPL Financial LLCAXA Advisors, LLC01-03-2017
Jacob P HughesLPL Financial LLCM&T Securities, Inc.12-09-2016
William Karl KoppLPL Financial LLCCetera Advisors LLC11-28-2016
Bruce Robert CoteLPL Financial LLCM&T Securities, Inc.11-16-2016
Paul Keith KupchokLPL Financial LLCMML Investors Services, LLC$23011-09-2016
Daniel J RobinsonLPL Financial LLCForesters Financial Services, Inc.11-09-2016
Drew J. PrescottLPL Financial LLCCFD Investments, Inc.11-08-2016
Kevin Thomas FoleyLPL Financial LLCLincoln Investment$1411-07-2016
Patrice BorgheseLPL Financial LLCLincoln Financial Advisors Corporation11-04-2016
Salvatore Thomas CulosoLPL Financial LLCAXA Advisors, LLC11-03-2016
Gerard ParisiLPL Financial LLCVoya Financial Advisors, Inc.11-03-2016
James Clark MadanLPL Financial LLCKey Investment Services LLC10-31-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.