Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anil SinghLPL Financial LLCJ.P. Morgan Securities LLC05-02-2016
Daniel ZlotnickLPL Financial LLCKestra Investment Services, LLC$5004-28-2016
Victor SolisLPL Financial LLCKestra Advisory Services, LLC04-28-2016
Stephen DemaioLPL Financial LLCAllstate Financial Services, LLC$8004-12-2016
Patricia Elizabeth WeinshankLPL Financial LLCSignature Securities04-04-2016
Justin James BohallLPL Financial LLCUBS Financial Services Inc.$8103-30-2016
David WeigandLPL Financial LLCM&T Securities$11803-28-2016
Michael David SilkowskiLPL Financial LLCKey Investment Services LLC03-15-2016
Dawn Sheri WestLPL Financial LLCCapital One Investing, LLC02-24-2016
Donna Jo JohnsonLPL Financial LLCKey Investment Services LLC02-22-2016
Scott Andrew ValentineLPL Financial LLCCapital One Investing, LLC$1802-18-2016
Domenica CarusoLPL Financial LLCCetera Financial Specialists LLC$2402-04-2016
Thomas William CarusoLPL Financial LLCCetera Financial Specialists LLC02-04-2016
Robert John KovacsLPL Financial LLCCetera Investment Services LLC02-02-2016
Philip T CorteseLPL Financial LLCCetera Investment Services LLC02-02-2016
Kimberly MatzenLPL Financial LLCCetera Investment Services LLC02-02-2016
Michael Thomas BrandtLPL Financial LLCCetera Investment Services LLC02-02-2016
Kiere D NeulanderLPL Financial LLCCetera Investment Services LLC02-02-2016
Ryan C DuffLPL Financial LLCCetera Investment Services LLC02-02-2016
Thomas Charles MoehringerLPL Financial LLCAmeriprise Financial Services, Inc.01-27-2016
Michael Ambrose RyanLPL Financial LLCCetera Advisor Networks LLC01-14-2016
Daniel James GikherLPL Financial LLCJ.P. Morgan Securities LLC01-04-2016
John Frederic SaundersLPL Financial LLCThe Leaders Group, Inc.12-15-2015
George Michael MorgenrothLPL Financial LLCThe Leaders Group, Inc.12-15-2015
Peter Bart PochilyLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2015
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Showing 276 to 300 of 484 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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