Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Allein SummersLPL Financial LLCCetera Advisors LLC$2509-27-2018
David John NesbittLPL Financial LLCCambridge Investment Research, Inc.$2509-18-2018
Paul Joseph Celentano Jr.LPL Financial LLCHarbor Financial Services, LLC$5009-17-2018
Tiffany Lea SoricelliLPL Financial LLCNorthwestern Mutual Investment Services, LLC09-12-2018
Scott Francis RicciLPL Financial LLCCetera Advisors LLC08-20-2018
Gary Bruce MillerLPL Financial LLCFirst Allied Securities, Inc.$5007-27-2018
William Thomas SullivanLPL Financial LLCFirst Allied Securities, Inc.07-27-2018
Michael August SidelloLPL Financial LLCCadaret, Grant & Co., Inc.$5006-04-2018
Anthony Joseph Veiga Jr.LPL Financial LLCWells Fargo Clearing Services, LLC$5006-01-2018
Kim M EmperatoLPL Financial LLCHD Vest Investment Services05-18-2018
Tracey L. WardwellLPL Financial LLCKey Investment Services LLC05-08-2018
Vincent Michael MillerLPL Financial LLCPetersen Investments, Inc.$2505-01-2018
Jonathan Seth StaimanLPL Financial LLCPetersen Investments, Inc.05-01-2018
Paul PetersLPL Financial LLCCapital One Investing, LLC04-26-2018
Maie Raafat IbrahimLPL Financial LLCFidelity Brokerage Services LLC04-25-2018
Thomas Joseph PolitoLPL Financial LLCCapital One Investing, LLC$1004-23-2018
Mark Bennett RoseLPL Financial LLCWells Fargo Clearing Services, LLC$5004-20-2018
Robert Garn KrivitLPL Financial LLCWells Fargo Clearing Services, LLC04-20-2018
Christopher Lawrence LafountainLPL Financial LLCCiccarelli Advisory Services Inc$3704-10-2018
Antonio PiccolinoLPL Financial LLCCitizens Securities, Inc.$15004-09-2018
Frank William MalpigliLPL Financial LLCAmerican Portfolios Financial Services, Inc.04-03-2018
John H. CoulombeLPL Financial LLCMorgan Stanley04-03-2018
Alexander BezuglyLPL Financial LLCCapital One Investing, LLC03-27-2018
Jeffrey Robert SeewaldLPL Financial LLCCapital One Investing, LLC03-12-2018
Brian Christopher HarwoodLPL Financial LLCEdward Jones03-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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