Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia Brody SternLPL Financial LLCNational Planning Corporation11-29-2017
Edward D MurrayLPL Financial LLCCantella & Co., Inc.11-24-2017
Andrew James SwartwoutLPL Financial LLCM&T Securities, Inc.$15011-10-2017
Dawn M. BressinghamLPL Financial LLCPlanMember Securities Corporation11-06-2017
Roger Edmund PintoLPL Financial LLCRaymond James Financial Services, Inc.$1009-25-2017
Robert Ryan SkoffLPL Financial LLCOppenheimer & Co. Inc.09-21-2017
Jamie Scott ShapiroLPL Financial LLCVoya Financial Advisors, Inc.09-15-2017
M. Charles RossLPL Financial LLCKestra Investment Services, LLC09-11-2017
Evan RossLPL Financial LLCKestra Investment Services, LLC09-11-2017
Ian DietzLPL Financial LLCMorgan Stanley$7009-08-2017
Ian Keith DietzLPL Financial LLCMorgan Stanley$12509-08-2017
Grace E. DaltonLPL Financial LLCKey Investment Services LLC08-30-2017
Peter ZagrobelnyLPL Financial LLCCitigroup$9308-14-2017
Paul Irwin KleinbergLPL Financial LLCRaymond James Financial Services, Inc.08-14-2017
Peter August ZagrobelnyLPL Financial LLCCitigroup Global Markets Inc.08-14-2017
Augustine Nnamdi EzechiLPL Financial LLCJ.P. Morgan Securities LLC07-31-2017
James R CiroccoLPL Financial LLCLincoln Investment07-26-2017
Dean Dipierro, Scott LoprestiLPL Financial LLCAmeritas Investment Corp$16507-17-2017
Dean J. DipierroLPL Financial LLCAmeritas Investment Corp.07-17-2017
Mark Fredrick RubinsteinLPL Financial LLCMML Investors Services, LLC07-13-2017
Dustin L BakerLPL Financial LLCPark Avenue Securities LLC07-07-2017
Harold James RivenburghLPL Financial LLCRaymond James Financial Services, Inc.$3507-05-2017
Joshua Barret DiamondLPL Financial LLCMorgan Stanley$2506-30-2017
Elisa Marie Verna-CaspareLPL Financial LLCJ.P. Morgan Securities LLC$1006-06-2017
Matthew C StoutenburgLPL Financial LLCEdward Jones05-23-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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