Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Dennis Quinn IIILPL Financial LLCNational Securities Corporation$10004-28-2017
John David ScalaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-28-2017
Bryce Scott WilinskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-28-2017
Daniel Matthew McNicholasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1004-28-2017
Ira S. KatzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-28-2017
Sandro Elio PalmeriniLPL Financial LLCHSBC Securities (USA) Inc.04-20-2017
Timothy CrowleyLPL Financial LLCKey Investment Services LLC04-10-2017
Ann B BoschLPL Financial LLCKey Investment Services LLC03-30-2017
David Bushnell, Anthony Tomasula, Robin TomasulaLPL Financial LLCMML Investors Services$55003-10-2017
Kristin J. McilroyLPL Financial LLCScottrade, Inc.03-08-2017
Ronald Gene WexlerLPL Financial LLCOppenheimer & Co. Inc.03-03-2017
John Randolph Mackenzie Jr.LPL Financial LLCKey Investment Services LLC$1002-23-2017
Thomas MustoLPL Financial LLCWells Fargo Clearing Services, LLC$2502-17-2017
Joseph CoronaLPL Financial LLCESL Investment Services, LLC01-30-2017
Derek Paul SabineLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-20-2017
William Karl KoppLPL Financial LLCCetera Advisors LLC11-28-2016
Bruce CoteLPL Financial LLCM&T Securities$6511-16-2016
Paul KupchokLPL Financial LLCMML Investors Services$23011-09-2016
Paul Keith KupchokLPL Financial LLCMML Investors Services, LLC$23011-09-2016
Daniel J RobinsonLPL Financial LLCForesters Financial Services, Inc.11-09-2016
Drew J. PrescottLPL Financial LLCCFD Investments, Inc.11-08-2016
Anthony O'Connor, Leo O'ConnorLPL Financial LLCLincoln Investment Planning$14711-07-2016
Patrice BorgheseLPL Financial LLCLincoln Financial Advisors Corporation11-04-2016
James Clark MadanLPL Financial LLCKey Investment Services LLC10-31-2016
Joseph Franklin, Sean FranklinLPL Financial LLCNYLIFE Securities$5010-27-2016
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Showing 201 to 225 of 482 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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