Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gallagher Mark FilibertoLPL Financial LLCCUNA Brokerage Services, Inc.$11004-30-2019
Peter ZagrobelnyLPL Financial LLCCitigroup Global Markets Inc.$9308-14-2017
Bruce CoteLPL Financial LLCM&T Securities, Inc.$6511-16-2016
Vincent MartinoLPL Financial LLCHSBC Securities (USA) Inc.$7009-19-2016
David WeigandLPL Financial LLCM&T Securities, Inc.$11803-28-2016
Katie WeibelLPL Financial LLCM&T Securities, Inc.$12210-08-2015
Fred Beltz David Ianni Bob Siler Judd Siler Mark SilerLPL Financial LLCCadaret, Grant & Co., Inc.$50010-23-2018
Joseph QuinnLPL Financial LLCNational Securities Corporation$8804-28-2017
Todd Slingerland Adam NearyLPL Financial LLCVoya Financial Advisors, Inc.$65008-19-2016
Lisa RossiLPL Financial LLCNational Planning Corporation$6006-28-2016
Ellen LanderLPL Financial LLCKestra Investment Services, LLC$2,50005-13-2016
Victor Solis Daniel ZlotnickLPL Financial LLCKestra Investment Services, LLC$10005-02-2016
Larry DeNoia Daniel Giaimo Joseph Kelly Patrick LennonLPL Financial LLCKestra Investment Services, LLC$20012-11-2015
Ronald CaseLPL Financial LLCCadaret, Grant & Co., Inc.$10010-23-2015
George ChristieLPL Financial LLCCadaret, Grant & Co., Inc.$8010-23-2015
Marc SpechtLPL Financial LLCAmeriprise Financial Services, LLC$16009-30-2015
Dean Dipierro Scott LoprestiLPL Financial LLCAmeritas Investment Company, LLC$16507-17-2017
David Bushnell Anthony Tomasula Robin TomasulaLPL Financial LLCMML Investors Services, LLC$55003-10-2017
Paul KupchokLPL Financial LLCMML Investors Services, LLC$23011-09-2016
Anthony OConnor Leo OConnorLPL Financial LLCLincoln Investment$14711-07-2016
Joseph Franklin Sean FranklinLPL Financial LLCNYLIFE Securities LLC$5010-27-2016
Matthew GilmoreLPL Financial LLCMML Investors Services, LLC$8008-15-2016
Brancaccio William Byrke SestokLPL Financial LLCMetLife Securities Inc.$6008-08-2016
Heather Alexander Ian Baker Denzil Dias Paul Etra Marc Harary Ralph Hochuli Christopher Kolba Daniel NessimLPL Financial LLCAmeritas Investment Company, LLC$35005-05-2016
Stephen DemaioLPL Financial LLCAllstate Financial Services, LLC$8004-12-2016
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Showing 1 to 25 of 486 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.