Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eugene Ronald PriceLPL Financial LLCUBS Financial Services Inc.01-14-2009
Paul Arthur PetersonLPL Financial LLCUBS Financial Services Inc.$2504-03-2009
William WuLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2009
Rodney Jeffrey MedinaLPL Financial LLCCitigroup Global Markets Inc.$2506-05-2009
Bradley KriegLPL Financial LLCCitigroup Global Markets Inc.$5006-05-2009
Narinder Singh BainsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2009
Patricia ThomasLPL Financial LLCMorgan Stanley07-08-2009
John Stephen PatsyLPL Financial LLCAmeriprise Financial Services, LLC$2507-13-2009
Theodore Edward RauberLPL Financial LLCNew England Securities10-06-2009
Satchi PrasadLPL Financial LLCCitigroup Global Markets Inc.12-04-2009
Richard Adam KasparianLPL Financial LLCCitigroup Global Markets Inc.12-10-2009
Richard Elliot LieberfarbLPL Financial LLCDavid Lerner Associates, Inc.$1,00012-15-2009
Thomas Howard CrawfordLPL Financial LLCAvantax Investment Services, Inc.$2501-28-2010
Lee Martin MasquelierLPL Financial LLCCitigroup Global Markets Inc.01-29-2010
Mathew Todd GoldbergLPL Financial LLCChase Investment Services Corp.$2503-01-2010
Nilima Arun MadanLPL Financial LLCCitigroup Global Markets Inc.$5003-15-2010
Bradley Allen CohenLPL Financial LLCJHS Capital Advisors, LLC$2203-19-2010
Karen Scheele DetorresLPL Financial LLCVALIC Financial Advisors, Inc.04-19-2010
Peter G SclavoLPL Financial LLCCitigroup Global Markets Inc.$2506-11-2010
Jordan M AlgerLPL Financial LLCKestra Investment Services, LLC07-12-2010
Thomas Mayas JrLPL Financial LLCChase Investment Services Corp.$10007-21-2010
Paul Bryan WinklerLPL Financial LLCUBS Financial Services Inc.08-27-2010
Robert John LavancoLPL Financial LLCWells Fargo Clearing Services, LLC10-18-2010
Daniel E CwikLPL Financial LLCSecurities America, Inc.10-21-2010
John Spyro DemertzisLPL Financial LLCChase Investment Services Corp.$5010-28-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.