Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis Robert DelorenzoLPL Financial LLCNational Planning Corporation11-29-2017
Gregory Hayden RaueLPL Financial LLCNational Planning Corporation11-29-2017
Khary Andre MillerLPL Financial LLCNational Planning Corporation11-29-2017
Carla Eudene WilliamsLPL Financial LLCNational Planning Corporation11-29-2017
Michael Lawrence SanderLPL Financial LLCNational Planning Corporation11-29-2017
Richard Paul WismerLPL Financial LLCNational Planning Corporation11-29-2017
Jerome Carl WilliamsLPL Financial LLCNational Planning Corporation11-29-2017
Alicia Brody SternLPL Financial LLCNational Planning Corporation11-29-2017
Robert Walker IIILPL Financial LLCKey Private Bank$5112-04-2017
Mark Alan KirchmyerLPL Financial LLCKey Investment Services LLC12-11-2017
Gordon Raymond TuckerLPL Financial LLCH. Beck, Inc.12-12-2017
Stacy CliffordLPL Financial LLCCetera$15312-20-2017
Christine Ann GumaerLPL Financial LLCM&T Securities, Inc.01-05-2018
Sue Ann DonovanLPL Financial LLCCetera Financial Specialists LLC$5002-12-2018
Mario Joseph CamilloLPL Financial LLCINVEST Financial Corporation$24802-14-2018
Sergio KindlerLPL Financial LLCINVEST Financial Corporation$15002-14-2018
Brian Joseph JensenLPL Financial LLCSII Investments, Inc.$10002-14-2018
John Lawrence RussoLPL Financial LLCINVEST Financial Corporation$10002-14-2018
Neil Lawrence Hassett Jr.LPL Financial LLCINVEST Financial Corporation$10002-14-2018
Norbert Michael WittLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Lawrence SeidenLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Randall Joseph HulickLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Christopher Thomas ConnellLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Eric Edward BrunetLPL Financial LLCINVEST Financial Corporation$5002-14-2018
Charles Anthony NicosiaLPL Financial LLCINVEST Financial Corporation$5002-14-2018
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Showing 326 to 350 of 482 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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