Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony NardiLPL Financial LLCJ.P. Morgan Securities LLC09-16-2019
Joseph Nicholas MazzuccoLPL Financial LLCJ.P. Morgan Securities LLC$5008-23-2019
Ernest EscobarLPL Financial LLCJ.P. Morgan Securities LLC03-25-2019
Augustine Nnamdi EzechiLPL Financial LLCJ.P. Morgan Securities LLC07-31-2017
Elisa Marie Verna-CaspareLPL Financial LLCJ.P. Morgan Securities LLC$1006-06-2017
Anil SinghLPL Financial LLCJ.P. Morgan Securities LLC05-02-2016
Daniel James GikherLPL Financial LLCJ.P. Morgan Securities LLC01-04-2016
John Michael RaschellaLPL Financial LLCJ.P. Morgan Securities LLC04-02-2015
Clifford Louis GilesLPL Financial LLCJ.P. Morgan Securities LLC12-02-2014
John Conrad Buser Jr.LPL Financial LLCJ.P. Morgan Securities LLC10-01-2014
Justin Paul Cerritelli Jr.LPL Financial LLCJ.P. Morgan Securities LLC12-18-2013
Peter A ScelfoLPL Financial LLCJ.P. Morgan Securities LLC02-05-2013

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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