Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erin R ThaeteM&T Securities, Inc.Morgan Stanley04-07-2020
Patricia A. FlemingM&T Securities, Inc.LPL Financial LLC02-21-2020
Robert Joseph SforzaM&T Securities, Inc.HSBC Securities (USA) Inc.02-19-2020
Marcy Ellen CarlinM&T Securities, Inc.J.P. Morgan Securities LLC02-05-2020
David Andrew HuhtalaM&T Securities, Inc.SagePoint Financial, Inc.01-13-2020
Jeremy Michael JenkinsM&T Securities, Inc.Key Investment Services LLC07-11-2019
Peter Paul PavlakisM&T Securities, Inc.Independent Financial Partners$1,00007-09-2019
Frederick Scott HepferM&T Securities, Inc.Key Investment Services LLC06-21-2019
Kyla Anne TrevisoM&T Securities, Inc.Key Investment Services LLC05-02-2019
Lily NkrumahM&T Securities, Inc.Cetera Investment Services LLC04-18-2019
Michael Lentini Jr.M&T Securities, Inc.Key Investment Services LLC02-08-2019
Jason Robert NavolioM&T Securities, Inc.TIAA-CREF Individual & Institutional Services, LLC01-16-2019
Sharon D AbarnoM&T Securities, Inc.Key Investment Services LLC08-08-2018
Jeanette Marie ChizzikM&T Securities, Inc.Virtu ITG LLC07-17-2018
Christopher Svend MossM&T Securities, Inc.PIMCO Investments LLC05-30-2018
Carol Ann TopiM&T Securities, Inc.AXA Advisors, LLC05-07-2018
Taryn FarringtonM&T Securities, Inc.Morgan Stanley04-17-2018
Camilla B. MerrickM&T Securities, Inc.LPL Financial LLC04-03-2018
Brittany Lee UhlM&T Securities, Inc.LPL Financial LLC03-05-2018
Richard Robert EicheldingerM&T Securities, Inc.Hunter Associates LLC02-21-2018
Dexter ConnerM&T Securities, Inc.Morgan Stanley02-13-2018
Nicole C HannaM&T Securities, Inc.LPL Financial LLC01-17-2018
Gail Eileen GardnerM&T Securities, Inc.AXA Advisors, LLC11-15-2017
David Edward DanglerM&T Securities, Inc.LPL Financial LLC$5011-07-2017
Anastasia Jean RayM&T Securities, Inc.AXA Advisors, LLC10-20-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.