Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederick Scott HepferM&T Securities, Inc.Key Investment Services LLC06-21-2019
Michael Lentini Jr.M&T Securities, Inc.Key Investment Services LLC02-08-2019
Carol Ann TopiM&T Securities, Inc.AXA Advisors, LLC05-07-2018
Mireille AlkhouryM&T Securities, Inc.Pruco Securities, LLC.04-20-2018
Taryn FarringtonM&T Securities, Inc.Morgan Stanley04-17-2018
Richard Robert EicheldingerM&T Securities, Inc.Hunter Associates LLC02-21-2018
David Edward DanglerM&T Securities, Inc.LPL Financial LLC$5011-07-2017
Jason D DanheiserM&T Securities, Inc.AXA Advisors, LLC09-28-2017
Daniel B NeedhamM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2017
Edward Lee ChandlerM&T Securities, Inc.NYLIFE Securities LLC04-12-2017
Caitlin S DeroseM&T Securities, Inc.Morgan Stanley03-20-2017
Zachary David HerringM&T Securities, Inc.Securities America, Inc.03-07-2017
Robert Frederick WindhausenM&T Securities, Inc.MetLife Securities Inc.01-11-2017
Jorge Luis VazquezM&T Securities, Inc.AXA Advisors, LLC01-10-2017
Victoria Kate AmyotM&T Securities, Inc.LPL Financial LLC01-04-2017
Geoffrey M DemarcoM&T Securities, Inc.Oppenheimer & Co. Inc.10-28-2016
Luz Nilda Garcia-EsterM&T Securities, Inc.Mutual of Omaha Investor Services, Inc.09-27-2016
Mary Anne G. TreenM&T Securities, Inc.Signator Investors, Inc.09-13-2016
Kenneth I WeinsteinM&T Securities, Inc.Signator Investors, Inc.08-15-2016
Evan Howard KanarekM&T Securities, Inc.J.P. Morgan Securities LLC07-11-2016
Omar Adolfo VelazquezM&T Securities, Inc.J.P. Morgan Securities LLC07-05-2016
Jacob C BoyceM&T Securities, Inc.American Portfolios Financial Services, Inc.$105-16-2016
Timothy Eric DoleM&T Securities, Inc.LPL Financial LLC$104-26-2016
Christine Ann GumaerM&T Securities, Inc.LPL Financial LLC04-19-2016
Taylor Garrett SwansonM&T Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2016
Next Page »

Showing 1 to 25 of 122 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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