Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Yehuda KonstamMML Investors Services, LLCPark Avenue Securities LLC09-29-2020
Ann Marie PeckMML Investors Services, LLCNYLIFE Securities LLC09-29-2020
Frank BonhommeMML Investors Services, LLCPark Avenue Securities LLC09-23-2020
Salvador MonteagudoMML Investors Services, LLCNationwide Securities, LLC08-19-2020
Eric Todd FreedmanMML Investors Services, LLCNYLIFE Securities LLC08-11-2020
Richard A LogalboMML Investors Services, LLCEquitable Advisors, LLC$15008-04-2020
Robert William ColeMML Investors Services, LLCWoodmen Financial Services, Inc.07-22-2020
Wenjie WengMML Investors Services, LLCTransamerica Financial Advisors, Inc07-01-2020
Deborah Ann CrawfordMML Investors Services, LLCPark Avenue Securities LLC06-10-2020
Lawrence Jay HolzbergMML Investors Services, LLCPark Avenue Securities LLC$2505-01-2020
Thomas John McDermottMML Investors Services, LLCAllstate Financial Services, LLC$5004-13-2020
Daniel MorenoMML Investors Services, LLCPruco Securities, LLC.04-06-2020
Rufus Wiley DavenportMML Investors Services, LLCEquitable Advisors, LLC03-26-2020
Lindsay Anne WolferMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-12-2020
Mitchell Lee SilvermanMML Investors Services, LLCPrime Executions, Inc.03-10-2020
Fabio RodriguesMML Investors Services, LLCNYLIFE Securities LLC03-04-2020
Michael Brendan DemartinoMML Investors Services, LLCEquitable Advisors, LLC03-04-2020
Sheena Valene FisherMML Investors Services, LLCPark Avenue Securities LLC02-28-2020
Stewart Shuh-Hwa YuanMML Investors Services, LLCHSBC Securities (USA) Inc.02-10-2020
Thomas BuckleyMML Investors Services, LLCNYLIFE Securities LLC02-03-2020
Tolan Marcedric SharpeMML Investors Services, LLCNYLIFE Securities LLC01-31-2020
Matthew KotulaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-21-2020
Peter Vincent Ramundo JrMML Investors Services, LLCNYLIFE Securities LLC01-15-2020
Andrew GoodmanMML Investors Services, LLCPruco Securities, LLC.01-10-2020
Bradley Vernon ScammellMML Investors Services, LLCNYLIFE Securities LLC01-09-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.