Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
Emilio Enrique Rivera Jr.MML Investors Services, LLCNYLIFE Securities LLC05-20-2019
John Joseph SalinaMML Investors Services, LLCNYLIFE Securities LLC03-22-2019
Dmitriy YankelevichMML Investors Services, LLCAXA Advisors, LLC02-13-2019
David Wilson BalchMML Investors Services, LLCBankers Life Securities, Inc.$101-22-2019
Brian Ronald SchultzMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-08-2019
Michael John ConleyMML Investors Services, LLCNYLIFE Securities LLC$26811-28-2018
Samuel Michael ReedMML Investors Services, LLCCapital One Investing, LLC09-14-2018
Raymond Oliver LeydenMML Investors Services, LLCNYLIFE Securities LLC08-08-2018
William Woodward Bancroft Jr.MML Investors Services, LLCStifel, Nicolaus & Company, Incorporated08-02-2018
Christina Elizabeth LawrenceMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2018
Gamal Anwar KareemMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-05-2018
James Gregory GoupilMML Investors Services, LLCAllstate Financial Services, LLC05-22-2018
Otis Leroy Mcqueen Jr.MML Investors Services, LLCMoney Concepts Capital Corp$2505-21-2018
Herve Thenor-LouisMML Investors Services, LLCAXA Advisors, LLC$5005-04-2018
Benjamin MontreuilMML Investors Services, LLCAXA Advisors, LLC04-04-2018
John Edward MansfieldMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-21-2018
William Joseph BowdenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-14-2018
Manuel TeijeloMML Investors Services, LLCAXA Advisors, LLC02-12-2018
Michael S RuzhanskyMML Investors Services, LLCAXA Advisors, LLC$5001-30-2018
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Brian Anthony CullinanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
David Franklin MooreMML Investors Services, LLCAmerican Portfolios Financial Services, Inc.01-12-2018
David Jerome HarterMML Investors Services, LLCHornor, Townsend & Kent, LLC$2501-10-2018
Mukesh Jamnadas MalkanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-02-2018
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Showing 1 to 25 of 207 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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