Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Gregory GoupilMML Investors Services, LLCAllstate Financial Services, LLC05-22-2018
Dewitte Talmadge Kersh IIIMML Investors Services, LLCAmeriprise Financial Services, Inc.01-13-2010
Dmitriy YankelevichMML Investors Services, LLCAXA Advisors, LLC02-13-2019
Herve Thenor-LouisMML Investors Services, LLCAXA Advisors, LLC$5005-04-2018
Benjamin MontreuilMML Investors Services, LLCAXA Advisors, LLC04-04-2018
Manuel TeijeloMML Investors Services, LLCAXA Advisors, LLC02-12-2018
Michael S. RuzhanskyMML Investors Services, LLCAXA Advisors, LLC$5001-30-2018
Derek John SzczupakowskiMML Investors Services, LLCAXA Advisors, LLC11-18-2013
David Moshe ShamashMML Investors Services, LLCAXA Advisors, LLC01-08-2013
Nicholle M OverkampMML Investors Services, LLCAXA Advisors, LLC06-15-2012
John P LeporeMML Investors Services, LLCAXA Advisors, LLC09-29-2010
Rodney Wayne Brewer IIMML Investors Services, LLCAXA Advisors, LLC10-21-2009
Paul John FelixMML Investors Services, LLCAXA Advisors, LLC08-05-2009
David Wilson BalchMML Investors Services, LLCBankers Life Securities, Inc.01-22-2019
Scott Jordan KohenMML Investors Services, LLCEdward Jones12-15-2011
Peter John CadieuxMML Investors Services, LLCEquity Services, Inc.01-26-2015
Daniel Paul BivianoMML Investors Services, LLCHornor, Townsend & Kent, LLC07-08-2019
David Jerome HarterMML Investors Services, LLCHornor, Townsend & Kent, LLC$2501-10-2018
Jillian Katherine JonesMML Investors Services, LLCHornor, Townsend & Kent, LLC02-12-2015
Herbert Jack PanitzMML Investors Services, LLCHornor, Townsend & Kent, LLC$5004-26-2011
James David VavoneseMML Investors Services, LLCHSBC Securities (USA) Inc.06-15-2009
Gino Donato CallistoMML Investors Services, LLCINVEST Financial Corporation12-09-2011
Youkyung KimMML Investors Services, LLCMetLife Securities Inc.$1,50003-25-2017
Richard CaiazzoMML Investors Services, LLCMetLife Securities Inc.$29003-25-2017
Patrick Jay UnderwoodMML Investors Services, LLCMetLife Securities Inc.$28603-25-2017
Next Page »

Showing 1 to 25 of 325 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.