Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keishon WarrenMML Investors Services, LLCMML Investors Services, LLC04-16-2020
Daniel MorenoMML Investors Services, LLCPruco Securities, LLC.04-06-2020
Rufus Wiley DavenportMML Investors Services, LLCAXA Advisors, LLC03-26-2020
Lindsay Anne WolferMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-12-2020
Mitchell Lee SilvermanMML Investors Services, LLCPrime Executions, Inc.03-10-2020
Fabio RodriguesMML Investors Services, LLCNYLIFE Securities LLC03-04-2020
Michael Brendan DemartinoMML Investors Services, LLCAXA Advisors, LLC03-04-2020
Sheena Valene FisherMML Investors Services, LLCPark Avenue Securities LLC02-28-2020
Mohamed S. OmarMML Investors Services, LLCTFS Securities, Inc.02-21-2020
Stewart Shuh-Hwa YuanMML Investors Services, LLCHSBC Securities (USA) Inc.02-10-2020
Christopher George KellyMML Investors Services, LLCNYLIFE Securities LLC02-05-2020
Thomas BuckleyMML Investors Services, LLCNYLIFE Securities LLC02-03-2020
Tolan Marcedric SharpeMML Investors Services, LLCNYLIFE Securities LLC01-31-2020
Adam Scott BassMML Investors Services, LLCHornor, Townsend & Kent, LLC01-24-2020
Andrew GoodmanMML Investors Services, LLCPruco Securities, LLC.01-10-2020
Bradley Vernon ScammellMML Investors Services, LLCNYLIFE Securities LLC01-09-2020
Sandra ScanniMML Investors Services, LLCNYLIFE Securities LLC01-07-2020
Adam J. SeltzerMML Investors Services, LLCSecurian Financial Services, Inc.01-02-2020
Edgar A. KleydmanMML Investors Services, LLCAXA Advisors, LLC12-19-2019
Roark Jacob De Leon-SlatteryMML Investors Services, LLCNYLIFE Securities LLC12-12-2019
Michael PecherskyMML Investors Services, LLCNYLIFE Securities LLC12-02-2019
Michelle Lee MuranakaMML Investors Services, LLCNYLIFE Securities LLC11-29-2019
Michael J. CurtisMML Investors Services, LLCBankers Life Securities, Inc.11-26-2019
Muthiah Gurusamy SaravananMML Investors Services, LLCAllstate Financial Services, LLC11-01-2019
Nicholas Samuel GentileMML Investors Services, LLCSecurian Financial Services, Inc.10-31-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.