Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher John SpadaforaMML Investors Services, LLCNew England Securities01-26-2009
Laurence Edward GreenwaldMML Investors Services, LLCSanders Morris Harris LLC02-18-2009
Jason R CampbellMML Investors Services, LLCPrincipal Securities, Inc.02-27-2009
Gavin James ParkerMML Investors Services, LLCPrincipal Securities, Inc.04-01-2009
Brian BradleyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$1004-29-2009
Brian Kirk VieselmeyerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-03-2009
James David VavoneseMML Investors Services, LLCHSBC Securities (USA) Inc.06-15-2009
Paul John FelixMML Investors Services, LLCAXA Advisors, LLC08-05-2009
Eric Jeffers EverittMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-16-2009
Rodney Wayne Brewer IIMML Investors Services, LLCAXA Advisors, LLC10-21-2009
John Patrick KeohaneMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-29-2009
Brian Michael KaplanMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC11-10-2009
Brian Edward GaineMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10011-12-2009
Dewitte Talmadge Kersh IIIMML Investors Services, LLCAmeriprise Financial Services, LLC01-13-2010
Mindi Lynn WernickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-22-2010
Emelio Michael SebastianMML Investors Services, LLCQA3 Financial Corp.06-01-2010
Thomas Sutton StaffordMML Investors Services, LLCLincoln Financial Advisors Corporation$1006-15-2010
Aleksandr GalperinMML Investors Services, LLCPark Avenue Securities LLC08-12-2010
James Fay Jr.MML Investors Services, LLCPark Avenue Securities LLC09-03-2010
John P LeporeMML Investors Services, LLCAXA Advisors, LLC09-29-2010
Babak Moshe RambodMML Investors Services, LLCPark Avenue Securities LLC10-13-2010
Peter James HallMML Investors Services, LLCWells Fargo Clearing Services, LLC10-18-2010
Lloyd George Fix Jr.MML Investors Services, LLCThrivent Investment Management Inc.$1011-15-2010
Gerald Martin MirraMML Investors Services, LLCAXA Advisors, LLC$5012-08-2010
Ronald Francis MoskalaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-03-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.