Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Marion WalshMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-30-2020
Matthew Donald CarlsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors04-16-2020
Samuel Trevor ShoweryMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.04-09-2020
Christopher Raphael VasquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2020
Douglas Jamison IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-01-2020
Anita Rochelle CruiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMWA Financial Services Inc.03-31-2020
Luis Miguel MelgarMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-20-2020
Eileen Marie HeaneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUnited Capital Financial Advisers03-17-2020
Mana SimsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-11-2020
Ricky B WambleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-10-2020
Terese M MenardMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.03-04-2020
Aneesh PaulMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2502-25-2020
Alexander Thomas MaranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-24-2020
Joseph A GaviolaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJanney Montgomery Scott LLC$15002-21-2020
Joshua Scott DannemillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company02-20-2020
Cara Joanne PartchMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-20-2020
Brandon Mclean EarleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC02-19-2020
Sean Kevin OdonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-07-2020
Ylaiza Gail Sy BalanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-07-2020
Amal AmriMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-05-2020
Alex Gregory GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-05-2020
Gerald Keith GeterMerrill Lynch, Pierce, Fenner & Smith IncorporatedFarmers Financial Solutions, LLC02-04-2020
Jerry Wayne Tyler Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-28-2020
Javier RojoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2020
Alejandro JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-22-2020
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Showing 1 to 25 of 1,203 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.