Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lukasz G JankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-25-2019
Thomas Vaughn Brown Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC11-12-2018
Caitlin Luisa HoltzMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-30-2018
Christopher Jay WelfleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC10-03-2014
Andrew G. LipskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.11-25-2016
Gregg FraistatMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.04-01-2015
David LomanMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.11-25-2014
Nicholas Ethan RaffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedLampert Capital Markets Inc.01-28-2016
Jonathan A. OakesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLeconte Wealth Management, LLC06-11-2014
Joseph Z BarnettMerrill Lynch, Pierce, Fenner & Smith IncorporatedLeumi Investment Services Inc.$5004-22-2014
Brian Gregory FoleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Investment11-22-2010
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Frank Kirk DyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$18512-06-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
Taeeon KimMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-16-2016
Joseph Michael Tiderencel, Matthew Thomas WasserMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-02-2015
Jason Anthony RuivoMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-08-2014
Jeremy Todd YolkenMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.03-09-2015
Mark Weatherlow WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.02-22-2013
Matthew Michael MattesonMerrill Lynch, Pierce, Fenner & Smith IncorporatedM&T Securities, Inc.05-05-2011
Lisbeth R MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMercer Allied Company, L.P.10-04-2017
Ryan Michael Tamasi, Jonathan J. TamulMerrill Lynch, Pierce, Fenner & Smith IncorporatedMercer Allied Company, L.P.09-18-2017
Allan F. FioreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMercer Allied Company, L.P.05-22-2017
Salvatore Joseph Romano, Maureen K. Hulbert, Eric Brian WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMercer Allied Company, L.P.$15005-11-2017
William R. SimmermacherMerrill Lynch, Pierce, Fenner & Smith IncorporatedMercer Allied Company, L.P.04-03-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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